SEC Form 4 · accession 0001127602-17-031537
Cencora, Inc. · COR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tim G. Guttman
Officer — Chief Financial Officer
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2017 | M | 5,800 | $37.37 | A | 40,326 | D | |
| Common StockF1 | Nov 3, 2017 | S | 5,800 | $73.55 | D | 34,526 | D | |
| Common StockF1 | Nov 3, 2017 | M | 5,800 | $40.21 | A | 40,326 | D | |
| Common StockF1,F2 | Nov 3, 2017 | S | 5,800 | $75.00 | D | 42,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1,F3 | $37.37 | Nov 3, 2017 | M | 5,800 | D | Mar 1, 2013 | Mar 1, 2019 | Common Stock | 5,800 | 35,317 | D |
| Non-qualified Stock Option (Right to Buy)F1,F4 | $40.21 | Nov 3, 2017 | M | 5,800 | D | Nov 14, 2013 | Nov 14, 2019 | Common Stock | 5,800 | 57,250 | D |
Explanation of responses
- F1The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.
- F2Balance reflects approximately 7,843 shares of common stock inadvertently omitted from the reporting party's Form 3 report filed on February 17, 2012
- F3Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016
- F4Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16