SEC Form 4 · accession 0001039399-17-000080
FORMFACTOR INC · FORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard DeLateur
Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2017 | M | 6,000 | $9.70 | A | 25,000 | D | |
| Common StockF1 | Nov 7, 2017 | S | 6,000 | $17.7179 | D | 19,000 | D | |
| Common StockF2 | Nov 7, 2017 | S | 9,000 | $17.6736 | D | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $9.70 | Nov 7, 2017 | M | 6,000 | D | — | May 18, 2018 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.65 through $17.825. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.60 through $17.80. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 100% vesting on May 16, 2014.