SEC Form 4 · accession 0001231205-17-000131
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Bornstein
Officer — Vice Chairman
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 7,400 | $0.00 | A | 192,183 | D | |
| Common Stock | Nov 6, 2017 | F | 3,538 | $20.10 | D | 188,645 | D | |
| Common Stock | holding | — | — | — | 41,152 | I | 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 6, 2017 | M | 7,400 | D | Nov 6, 2017 | Nov 6, 2017 | Common Stock | 7,400 | 22,200 | D |
Explanation of responses
- F11 for 1