SEC Form 4 · accession 0001234902-17-000002
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig M Dwight
Officer — Chief Executive Officer
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | S | 3,200 | $27.06 | D | 150,625 | D | |
| Common Stock | Nov 6, 2017 | M | 3,200 | $14.80 | A | 153,825 | D | |
| Common Stock | holding | — | — | — | 92,241 | I | By ESOP | |
| Common Stock | holding | — | — | — | 25,403 | I | By THRIFT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $14.80 | Nov 6, 2017 | M | 3,200 | D | Mar 18, 2017 | Mar 18, 2024 | Common Stock | 3,200 | 0 | D |
Explanation of responses
- F1The option was granted 03/18/2014 and vested in three equal installments beginning on the first anniversary of the date of the grant.