SEC Form 4 · accession 0000775158-17-000145
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colleen R. Moynihan
Officer — Senior VP, Quality & Cont Impr
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2017 | S | 2,700 | $88.16 | D | 4,647 | D | |
| Common Stock | Nov 6, 2017 | M | 2,559 | $46.94 | A | 7,206 | D | |
| Common Stock | Nov 6, 2017 | S | 2,559 | $88.23 | D | 4,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $46.94 | Nov 6, 2017 | M | 2,559 | D | — | Sep 15, 2021 | Common Stock | 2,559 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $88.15 to $88.17. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 9/15/2015.