SEC Form 4 · accession 0001654954-17-010156
DATA I/O CORP · DAIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Gallenberger
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 3, 2017 | M | 15,000 | $1.715 | A | 36,900 | D | |
| COMMON STOCK | Nov 3, 2017 | F | 1,964 | $13.095 | D | 34,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | $1.715 | Nov 3, 2017 | M | 15,000 | D | Jan 31, 2017 | Jan 31, 2019 | COMMON STOCK | 15,000 | 0 | D |
Explanation of responses
- F1OPTION EXERCISE 11-3-17 AND WITHHOLDING OF SHARES TO COVER EXERCISE PRICE ON A CASHLESS EXERCISE