SEC Form 4 · accession 0000939057-17-000461
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Fuller
Officer — Chief Credit Officer
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 5,250 | $16.89 | A | 10,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.89 | Nov 6, 2017 | M | 5,250 | D | — | May 8, 2024 | Common Stock | 5,250 | 7,000 | D |
Explanation of responses
- F1Represents exercise of options that were granted at $16.89 per share on May 8, 2014 and vest at a rate of 20% per year beginning on May 8, 2015. The Stock price on the 11/6/17 transaction date was $53.96/share. Taxes on the gain were paid at the time of exercise.