SEC Form 4 · accession 0001665364-17-000006
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Painter
Officer — CFO
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2017 | M | 10,000 | $20.64 | A | 22,158 | D | |
| Common Stock | Nov 3, 2017 | M | 6,000 | $23.53 | A | 28,158 | D | |
| Common Stock | Nov 3, 2017 | S | 16,000 | $40.02 | D | 12,158 | D | |
| Common Stock | Nov 3, 2017 | M | 1,750 | $0.00 | A | 13,908 | D | |
| Common Stock | Nov 3, 2017 | F | 560 | $40.65 | D | 13,348 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $20.64 | Nov 3, 2017 | M | 10,000 | D | — | Oct 28, 2018 | Common Stock | 10,000 | 0 | D |
| Employee Stock OptionF3 | $23.53 | Nov 3, 2017 | M | 6,000 | D | — | Oct 29, 2019 | Common Stock | 6,000 | 0 | D |
| Employee Restricted Stock UnitF4 | — | Nov 3, 2017 | M | 1,750 | D | — | — | Common Stock | 1,750 | 0 | D |
Explanation of responses
- F1Includes 366.889 shares acquired under the Amended and Restated Employee Stock Purchase Plan on August 31, 2017.
- F240% of these options became exercisable on 10/28/2011 and an additional 1.67% of these options become exercisable monthly thereafer.
- F340% of these options became exercisable on 10/29/2012 and an additional 1.67% of these options become exercisable monthly thereafer.
- F4On November 6, 2017 shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.