SEC Form 4 · accession 0001214659-17-006482
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monte G Edlund
Officer — Division President
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 23,814 | $2.59 | A | 75,771 | D | |
| Common Stock | Nov 3, 2017 | F | 9,207 | $32.08 | D | 66,564 | D | |
| Common Stock | Nov 3, 2017 | M | 5,150 | $13.50 | A | 71,714 | D | |
| Common Stock | Nov 3, 2017 | F | 3,420 | $32.065 | D | 68,294 | D | |
| Common Stock | Nov 3, 2017 | M | 6,508 | $17.59 | A | 74,802 | D | |
| Common Stock | Nov 3, 2017 | F | 4,803 | $32.065 | D | 69,999 | D | |
| Common Stock | Nov 3, 2017 | M | 10,220 | $13.41 | A | 80,219 | D | |
| Common Stock | Nov 3, 2017 | F | 6,769 | $32.065 | D | 73,450 | D | |
| Common StockF3 | Nov 3, 2017 | S | 21,493 | $31.993 | D | 51,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $2.59 | Nov 3, 2017 | M | 23,814 | D | — | Mar 2, 2019 | Common Stock | 23,814 | 0 | D |
| Option (Right to Buy)F5 | $13.50 | Nov 3, 2017 | M | 5,150 | D | — | Feb 23, 2020 | Common Stock | 5,150 | 0 | D |
| Option (Right to Buy)F6 | $17.59 | Nov 3, 2017 | M | 6,508 | D | — | Feb 2, 2021 | Common Stock | 6,508 | 0 | D |
| Option (Right to Buy)F7 | $13.41 | Nov 3, 2017 | M | 10,220 | D | — | Feb 1, 2022 | Common Stock | 10,220 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on November 3, 2017 of $32.08.
- F2Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on November 3, 2017 of $32.065.
- F3The price reported in Column 4 of line 9 with respect to the 21,493 shares sold on November 3, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.94 to $32.04 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (3) to this Form 4.
- F4These options vested in three equal annual installments beginning March 2, 2010.
- F5These options vested in three equal annual installments beginning February 23, 2011.
- F6These options vested in three equal annual installments beginning February 2, 2012.
- F7These options vested in three equal annual installments beginning February 1, 2013.