SEC Form 4 · accession 0001127602-17-031540

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark Zuckerberg

Officer — COB and CEO · Director · 10% Owner

Period of report

Nov 7, 2017

Accepted (ET)

Nov 7, 2017 · 8:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 7, 2017	C	11,300,900	$0.00	A	11,300,900	I	By CZI Holdings, LLC
Class A Common Stock^F1	Nov 7, 2017	G	10,300,000	$0.00	D	1,000,900	I	By CZI Holdings, LLC
Class A Common Stock^F2	Nov 7, 2017	G	10,300,000	$0.00	A	10,300,000	I	By Chan Zuckerberg Foundation
Class A Common Stock^F1	Nov 7, 2017	G	900,800	$0.00	D	100,100	I	By CZI Holdings, LLC
Class A Common Stock^F1	Nov 7, 2017	G	100,100	$0.00	D	0	I	By CZI Holdings, LLC
Class A Common Stock^F4	Nov 7, 2017	G	100,100	$0.00	A	100,100	I	By Chan Zuckerberg Advocacy
Class A Common Stock^F6	Nov 7, 2017	J	468,566	$0.00	D	0	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F1	Nov 7, 2017	J	468,566	$0.00	A	468,566	I	By CZI Holdings, LLC
Class A Common Stock^F7	holding	—	—		—	587,633	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock^F8	holding	—	—		—	684,030	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F9,F1	—	Nov 7, 2017	C	11,300,900	D	—	—	Class A Common Stock	11,300,900	389,357,310	I
Class B Common Stock^F9,F1	—	Nov 7, 2017	J	468,566	D	—	—	Class A Common Stock	468,566	388,888,744	I
Class B Common Stock^F9,F6	—	Nov 7, 2017	J	468,566	A	—	—	Class A Common Stock	468,566	5,676,058	I
Class B Common Stock^F9,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,241,685	2,241,685	I

Explanation of responses

F1Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
F10Shares distributed from CZI to the 2006 Trust. The 2006 Trust is the sole member of CZI.
F2Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). The reporting person is deemed to have voting and investment power over the shares held by CZ Foundation, but has no pecuniary interest in these shares.
F3Represents shares of Class A Common Stock that CZI donated as a gift to Silicon Valley Community Foundation ("SVCF"). Neither CZI nor the reporting person exercises voting or investment control, directly or indirectly, over SVCF or any of its affiliates, or over the donated shares following this transfer. Neither CZI nor the reporting person has any pecuniary interest in any shares held by SVCF.
F4Shares held of record by Chan Zuckerberg Advocacy. The reporting person is deemed to have voting and investment power over the shares held by Chan Zuckerberg Advocacy, but has no pecuniary interest in these shares.
F5Shares contributed from the 2006 Trust to CZI. The 2006 Trust is the sole member of CZI.
F6Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
F7Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.
F8Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.
F9The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.