SEC Form 4 · accession 0000950117-17-000513
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krishna Mikkilineni
Officer — SrVP, Engineering, Ops & IT
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 13,074 | $58.48 | A | 104,998 | D | |
| Common Stock | Nov 3, 2017 | S | 13,074 | $145.12 | D | 91,924 | D | |
| Common Stock | holding | — | — | — | 10,158 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right- CashF1 | $58.48 | Nov 3, 2017 | M | 13,074 | D | Feb 26, 2012 | Feb 25, 2018 | Common Stock | 13,074 | 0 | D |
Explanation of responses
- F1All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.