Company · CIK 0001009626 · SIC 3576 — Computer Communications Equipment

BROCADE COMMUNICATIONS SYSTEMS INC · BRCD

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $42.1M · 31net −$42.1M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 17, 2017 DForm 4/A →	Nov 30, 8:09 pm EST	Ken ChengCTO and SVP, Corporate Develop	542,970	$12.75	$6,922,868	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:47 pm EST	Renato A DipentimaDirector	199,513	$12.75	$2,543,791	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:47 pm EST	Judy BrunerDirector	170,487	$12.75	$2,173,709	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:46 pm EST	Alan L EarhartDirector	127,987	$12.75	$1,631,834	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:45 pm EST	John W GerdelmanDirector	229,285	$12.75	$2,923,384	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:44 pm EST	Kim C GoodmanDirector	40,451	$12.75	$515,750	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:44 pm EST	David L HouseDirector	349,237	$12.75	$4,452,772	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 6:43 pm EST	L William KrauseDirector	233,217	$12.75	$2,973,517	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:24 pm EST	Jeffrey LindholmSVP, Worldwide Sales	32,700	$12.75	$416,925	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:24 pm EST	David Earle RobersonDirector	102,987	$12.75	$1,313,084	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:22 pm EST	Sanjay VaswaniDirector	193,987	$12.75	$2,473,334	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:21 pm EST	Lloyd CarneyChief Executive Officer, Director	470,069	$12.75	$5,993,380	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:21 pm EST	Ken ChengCTO and SVP, Corporate Develop	317,243	$12.75	$4,044,848	0	—	plan? amended
Nov 17, 2017 DForm 4 →	Nov 21, 5:20 pm EST	Daniel W FairfaxSVP and CFO	385,563	$12.75	$4,915,928	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:20 pm EST	Gale E. EnglandCOO and SVP Operations	50,391	$12.75	$642,485	0	—	plan?
Nov 17, 2017 DForm 4 →	Nov 21, 5:18 pm EST	Ellen OdonnellSVP & General Counsel	64,241	$12.75	$819,073	0	—	plan?
Nov 5, 2017 FMForm 4 →	Nov 7, 8:43 pm EST	Gale E. EnglandCOO and SVP Operations	32,262	$12.58	$138,003	50,391	—	plan?
Nov 5, 2017 FMForm 4 →	Nov 7, 8:41 pm EST	Ellen OdonnellSVP & General Counsel	22,644	$12.58	$76,524	64,241	—	plan?
Nov 5, 2017 FMForm 4 →	Nov 7, 8:40 pm EST	Daniel W FairfaxSVP and CFO	39,463	$12.58	$169,063	385,563	—	plan?
Nov 5, 2017 FMForm 4 →	Nov 7, 8:39 pm EST	Ken ChengCTO and SVP, Corporate Develop	39,463	$12.58	$169,063	317,243	—	plan?
Nov 5, 2017 FMForm 4 →	Nov 7, 8:38 pm EST	Jeffrey LindholmSVP, Worldwide Sales	38,128	$12.58	$152,268	32,700	—	plan?
Nov 5, 2017 FMForm 4 →	Nov 7, 8:37 pm EST	Lloyd CarneyChief Executive Officer, Director	275,564	$12.58	$1,187,477	470,069	—	plan?
Nov 1, 2017 FMForm 4 →	Nov 3, 7:25 pm EDT	Daniel W FairfaxSVP and CFO	122,566	$11.74	$397,458	372,978	—	plan?
Nov 1, 2017 FMForm 4 →	Nov 3, 7:01 pm EDT	Gale E. EnglandCOO and SVP Operations	89,473	$11.74	$360,171	40,069	—	plan?
Nov 1, 2017 FMForm 4 →	Nov 3, 7:01 pm EDT	Ken ChengCTO and SVP, Corporate Develop	115,324	$11.74	$369,833	304,658	—	plan?
Nov 1, 2017 FMForm 4 →	Nov 3, 7:00 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	52,160	$11.74	$195,941	18,780	—	plan?
Nov 1, 2017 FMForm 4 →	Nov 3, 6:59 pm EDT	Ellen OdonnellSVP & General Counsel	76,544	$11.74	$245,472	53,763	—	plan?
Nov 1, 2017 FMForm 4 →	Nov 3, 6:58 pm EDT	Lloyd CarneyChief Executive Officer, Director	417,633	$11.74	$1,681,168	383,293	—	plan?
Oct 18, 2017 MForm 4 →	Oct 20, 4:45 pm EDT	L William KrauseDirector	20,000	$8.77	$175,400	233,217	—	plan?
Jun 14, 2017 SForm 4 →	Jun 16, 11:04 am EDT	Ellen OdonnellSVP & General Counsel	7,811	$12.64	$98,731	19,037	−29.1%	plan?
Jun 9, 2017 SForm 4 →	Jun 13, 9:14 pm EDT	Ken ChengCTO and SVP, Corporate Develop	200,000	$12.62	$2,523,860	252,338	−44.2%	plan?
Jun 8, 2017 SForm 4 →	Jun 12, 12:10 pm EDT	Ken ChengCTO and SVP, Corporate Develop	68,488	$12.62	$864,319	452,338	−13.1%	plan?
Jun 4, 2017 FMForm 4 →	Jun 6, 1:40 pm EDT	Ellen OdonnellSVP & General Counsel	34,378	$12.67	$118,819	26,848	—	plan?
Jun 3, 2017 FMForm 4 →	Jun 6, 1:39 pm EDT	Gale E. EnglandCOO and SVP Operations	38,046	$12.67	$165,293	11,954	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 10:03 am EDT	David L HouseDirector	21,013	—	—	349,237	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 10:02 am EDT	Renato A DipentimaDirector	16,013	—	—	199,513	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 10:01 am EDT	Kim C GoodmanDirector	16,013	—	—	40,451	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 10:00 am EDT	David Earle RobersonDirector	16,013	—	—	102,987	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 9:59 am EDT	L William KrauseDirector	16,013	—	—	213,217	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 9:57 am EDT	John W GerdelmanDirector	16,013	—	—	229,285	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 9:56 am EDT	Judy BrunerDirector	16,013	—	—	170,487	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 9:55 am EDT	Sanjay VaswaniDirector	16,013	—	—	193,987	—	plan?
Apr 11, 2017 AForm 4 →	Apr 13, 9:54 am EDT	Alan L EarhartDirector	16,013	—	—	127,987	—	plan?
Apr 7, 2017 MForm 4 →	Apr 10, 4:58 pm EDT	David L HouseDirector	27,500	$6.32	$173,800	328,224	—	plan?
Mar 22, 2017 SForm 4 →	Mar 24, 7:47 pm EDT	Lloyd CarneyChief Executive Officer, Director	1,050,916	$12.47	$13,106,444	332,060	−76.0%	plan?
Mar 21, 2017 MForm 4 →	Mar 22, 7:11 pm EDT	Judy BrunerDirector	20,000	$6.32	$126,400	154,474	—	plan?
Mar 15, 2017 MForm 4 →	Mar 17, 7:18 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	336,666	$6.96	$2,344,543	237,436	—	plan?
Mar 15, 2017 SForm 4 →	Mar 17, 7:18 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	534,628	$12.37	$6,615,296	0	−100%	plan?
Mar 15, 2017 MForm 4 →	Mar 17, 7:15 pm EDT	Gale E. EnglandCOO and SVP Operations	341,457	$6.67	$2,277,354	37,916	—	plan?
Mar 15, 2017 SForm 4 →	Mar 17, 7:15 pm EDT	Gale E. EnglandCOO and SVP Operations	463,062	$12.38	$5,734,560	0	−100%	plan?
Mar 15, 2017 SForm 4 →	Mar 17, 7:13 pm EDT	Sanjay VaswaniDirector	40,000	$12.38	$495,200	177,974	−18.4%	plan?
Mar 15, 2017 MForm 4 →	Mar 17, 7:13 pm EDT	Sanjay VaswaniDirector	40,000	$8.05	$321,800	197,974	—	plan?
Mar 14, 2017 SForm 4 →	Mar 16, 1:54 pm EDT	Ellen OdonnellSVP & General Counsel	6,345	$12.37	$78,488	11,226	−36.1%	plan?
Mar 4, 2017 FMForm 4 →	Mar 7, 6:20 pm EST	Jeffrey LindholmSVP, Worldwide Sales	25,013	$12.35	$77,348	197,962	—	plan?
Feb 27, 2017 MForm 4 →	Mar 1, 4:47 pm EST	L William KrauseDirector	20,000	$6.32	$126,400	197,204	—	plan?
Feb 27, 2017 MForm 4 →	Mar 1, 4:45 pm EST	David L HouseDirector	7,500	$9.01	$67,575	300,724	—	plan?
Feb 15, 2017 MForm 4 →	Feb 16, 1:46 pm EST	David L HouseDirector	20,000	$8.51	$170,200	293,224	—	plan?
Dec 23, 2016 GMForm 4 →	Mar 24, 2017, 7:47 pm EDT	Lloyd CarneyChief Executive Officer, Director	652,499	$9.55	$5,467,848	252,060	—	plan? late
Dec 15, 2016 FMForm 4 →	Dec 16, 7:59 pm EST	Lloyd CarneyChief Executive Officer, Director	231,935	$8.53	$1,978,511	810,477	—	plan?
Dec 14, 2016 SForm 4 →	Dec 16, 7:54 pm EST	Ellen OdonnellSVP & General Counsel	6,346	$12.38	$78,563	17,571	−26.5%	plan?
Dec 13, 2016 FMForm 4 →	Dec 15, 7:55 pm EST	Ellen OdonnellSVP & General Counsel	47,756	$10.63	$507,457	23,917	—	plan?
Dec 13, 2016 SForm 4 →	Dec 15, 7:30 pm EST	Lloyd CarneyChief Executive Officer, Director	649,309	$12.40	$8,052,639	775,804	−45.6%	plan?
Dec 13, 2016 MForm 4 →	Dec 15, 7:30 pm EST	Lloyd CarneyChief Executive Officer, Director	866,696	$5.66	$4,905,499	1,296,289	—	plan?
Dec 13, 2016 FMForm 4 →	Dec 15, 7:26 pm EST	Renato A DipentimaDirector	30,202	$8.37	$252,803	183,500	—	plan?
Dec 13, 2016 FMForm 4 →	Dec 15, 7:19 pm EST	John W GerdelmanDirector	30,202	$8.37	$252,803	213,272	—	plan?
Nov 23, 2016 FMForm 4 →	Nov 28, 6:14 pm EST	Ken ChengCTO and SVP, Corporate Develop	108,468	$9.71	$1,053,565	520,826	—	plan?
Nov 23, 2016 SForm 4 →	Nov 28, 6:13 pm EST	Gale E. EnglandCOO and SVP Operations	10,000	$12.41	$124,136	121,605	−7.60%	plan?
Nov 23, 2016 FMForm 4 →	Nov 28, 6:11 pm EST	Renato A DipentimaDirector	133,098	$9.97	$1,326,394	173,702	—	plan?
Nov 1, 2016 FMForm 4 →	Nov 2, 8:57 pm EDT	Ellen OdonnellSVP & General Counsel	27,977	$11.24	$85,907	18,809	—	plan?
Oct 31, 2016 FMForm 4 →	Nov 2, 9:09 pm EDT	Gale E. EnglandCOO and SVP Operations	137,027	$10.86	$434,544	131,605	—	plan?
Oct 31, 2016 FMForm 4 →	Nov 2, 9:04 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	134,376	$10.89	$386,780	185,475	—	plan?
Oct 31, 2016 FMForm 4 →	Nov 2, 9:03 pm EDT	Daniel W FairfaxSVP and CFO	135,448	$10.86	$408,115	318,122	—	plan?
Oct 31, 2016 FMForm 4 →	Nov 2, 9:00 pm EDT	Ken ChengCTO and SVP, Corporate Develop	145,043	$10.86	$443,393	509,294	—	plan?
Oct 31, 2016 FMForm 4 →	Nov 2, 8:59 pm EDT	Lloyd CarneyChief Executive Officer, Director	786,118	$10.84	$2,882,417	558,417	—	plan?
Sep 20, 2016 MForm 4 →	Sep 22, 5:23 pm EDT	L William KrauseDirector	20,000	$8.80	$176,000	177,204	—	plan?
Sep 15, 2016 SForm 4 →	Sep 16, 7:05 pm EDT	Ellen OdonnellSVP & General Counsel	7,500	$9.00	$67,500	6,118	−55.1%	plan?
Aug 22, 2016 SForm 4 →	Aug 23, 6:18 pm EDT	Gale E. EnglandCOO and SVP Operations	10,000	$10.19	$101,919	74,568	−11.8%	plan?
Jun 10, 2016 SForm 4 →	Jun 13, 7:40 pm EDT	Ellen OdonnellSVP & General Counsel	8,129	$8.87	$72,091	13,618	−37.4%	plan?
Jun 4, 2016 FMForm 4 →	Jun 6, 9:02 pm EDT	Ellen OdonnellSVP & General Counsel	34,371	$8.84	$82,840	21,747	—	plan?
Jun 3, 2016 FMForm 4 →	Jun 6, 4:49 pm EDT	Gale E. EnglandCOO and SVP Operations	34,374	$8.84	$82,866	84,568	—	plan?
May 31, 2016 SForm 4 →	Jun 1, 5:32 pm EDT	Gale E. EnglandCOO and SVP Operations	10,000	$9.00	$90,000	68,942	−12.7%	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:26 pm EDT	Sanjay VaswaniDirector	20,223	—	—	177,974	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:25 pm EDT	David Earle RobersonDirector	20,223	—	—	86,974	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:24 pm EDT	L William KrauseDirector	20,223	—	—	157,204	—	plan?
Apr 7, 2016 AMForm 4 →	Apr 11, 4:23 pm EDT	David L HouseDirector	52,723	$4.19	$115,225	273,224	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:21 pm EDT	Kim C GoodmanDirector	20,223	—	—	24,438	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:20 pm EDT	John W GerdelmanDirector	20,223	—	—	203,474	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:19 pm EDT	Alan L EarhartDirector	20,223	—	—	111,974	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:19 pm EDT	Renato A DipentimaDirector	20,223	—	—	146,800	—	plan?
Apr 7, 2016 AForm 4 →	Apr 11, 4:17 pm EDT	Judy BrunerDirector	20,223	—	—	134,474	—	plan?
Apr 5, 2016 MForm 4 →	Apr 6, 4:32 pm EDT	L William KrauseDirector	20,000	$4.19	$83,800	136,981	—	plan?
Mar 29, 2016 SForm 4 →	Mar 30, 9:09 pm EDT	Daniel W FairfaxSVP and CFO	12,000	$10.23	$122,779	256,211	−4.47%	plan?
Mar 16, 2016 MForm 4 →	Mar 17, 7:18 pm EDT	Sanjay VaswaniDirector	40,000	$5.24	$209,400	157,751	—	plan?
Feb 26, 2016 SForm 4 →	Mar 1, 5:11 pm EST	Daniel W FairfaxSVP and CFO	12,000	$10.05	$120,600	268,211	−4.28%	plan?
Feb 22, 2016 SForm 4 →	Feb 23, 6:34 pm EST	Gale E. EnglandCOO and SVP Operations	10,000	$9.68	$96,837	78,942	−11.2%	plan?
Feb 18, 2016 MForm 4 →	Feb 22, 4:41 pm EST	David L HouseDirector	20,000	$5.17	$103,400	220,501	—	plan?
Feb 8, 2016 AForm 4 →	Feb 10, 6:17 pm EST	Kim C GoodmanDirector	4,215	—	—	4,215	—	plan?
Feb 1, 2016 MForm 4 →	Feb 3, 6:48 pm EST	John W GerdelmanDirector	20,000	$4.19	$83,800	183,251	—	plan?
Jan 16, 2016 FMForm 4 →	Jan 20, 4:50 pm EST	Lloyd CarneyChief Executive Officer, Director	106,024	$7.87	$231,047	304,215	—	plan?
Dec 15, 2015 SForm 4 →	Dec 16, 7:02 pm EST	Ellen OdonnellSVP & General Counsel	5,409	$8.60	$46,517	2,471	−68.6%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 17, 2017 ADForm 4/A →	Nov 30, 8:09 pm EST	Ken ChengCTO and SVP, Corporate Develop	404,573	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:47 pm EST	Renato A DipentimaDirector	76,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:47 pm EST	Judy BrunerDirector	56,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:46 pm EST	Alan L EarhartDirector	36,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:45 pm EST	John W GerdelmanDirector	76,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:44 pm EST	Kim C GoodmanDirector	16,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:44 pm EST	David L HouseDirector	96,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 6:43 pm EST	L William KrauseDirector	66,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 5:24 pm EST	Jeffrey LindholmSVP, Worldwide Sales	98,637	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 5:24 pm EST	David Earle RobersonDirector	16,013	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 5:22 pm EST	Sanjay VaswaniDirector	71,013	—	—	0	—
Nov 17, 2017 ADForm 4 →	Nov 21, 5:21 pm EST	Lloyd CarneyChief Executive Officer, Director	2,577,531	—	—	0	—
Nov 17, 2017 ADForm 4 →	Nov 21, 5:21 pm EST	Ken ChengCTO and SVP, Corporate Develop	404,573	—	—	0	—	amended
Nov 17, 2017 ADForm 4 →	Nov 21, 5:20 pm EST	Daniel W FairfaxSVP and CFO	419,728	—	—	0	—
Nov 17, 2017 ADForm 4 →	Nov 21, 5:20 pm EST	Gale E. EnglandCOO and SVP Operations	217,799	—	—	0	—
Nov 17, 2017 ADForm 4 →	Nov 21, 5:18 pm EST	Ellen OdonnellSVP & General Counsel	468,744	—	—	0	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:43 pm EST	Gale E. EnglandCOO and SVP Operations	63,876	—	—	21,292	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:41 pm EST	Ellen OdonnellSVP & General Counsel	49,682	—	—	16,560	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:40 pm EST	Daniel W FairfaxSVP and CFO	78,071	—	—	26,023	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:39 pm EST	Ken ChengCTO and SVP, Corporate Develop	78,071	—	—	26,023	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:38 pm EST	Jeffrey LindholmSVP, Worldwide Sales	78,071	—	—	26,023	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:37 pm EST	Lloyd CarneyChief Executive Officer, Director	543,510	—	—	181,170	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:25 pm EDT	Daniel W FairfaxSVP and CFO	88,711	—	—	60,710	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:01 pm EDT	Gale E. EnglandCOO and SVP Operations	58,794	—	—	35,128	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:01 pm EDT	Ken ChengCTO and SVP, Corporate Develop	83,822	—	—	56,155	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:00 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	35,470	—	—	6,470	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:59 pm EDT	Ellen OdonnellSVP & General Counsel	55,635	—	—	35,301	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:58 pm EDT	Lloyd CarneyChief Executive Officer, Director	274,433	—	—	135,000	—
Oct 18, 2017 MForm 4 →	Oct 20, 4:45 pm EDT	L William KrauseDirector	20,000	—	—	0	—
Jun 4, 2017 MForm 4 →	Jun 6, 1:40 pm EDT	Ellen OdonnellSVP & General Counsel	25,000	—	—	25,000	—
Jun 3, 2017 MForm 4 →	Jun 6, 1:39 pm EDT	Gale E. EnglandCOO and SVP Operations	25,000	—	—	0	—
Apr 7, 2017 MForm 4 →	Apr 10, 4:58 pm EDT	David L HouseDirector	27,500	—	—	0	—
Mar 22, 2017 MForm 4 →	Mar 24, 7:47 pm EDT	Lloyd CarneyChief Executive Officer, Director	572,499	—	—	170,834	—
Mar 21, 2017 MForm 4 →	Mar 22, 7:11 pm EDT	Judy BrunerDirector	20,000	—	—	0	—
Mar 15, 2017 MForm 4 →	Mar 17, 7:18 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	336,666	—	—	33,334	—
Mar 15, 2017 MForm 4 →	Mar 17, 7:15 pm EDT	Gale E. EnglandCOO and SVP Operations	341,457	—	—	27,084	—
Mar 15, 2017 MForm 4 →	Mar 17, 7:13 pm EDT	Sanjay VaswaniDirector	40,000	—	—	0	—
Mar 4, 2017 MForm 4 →	Mar 7, 6:20 pm EST	Jeffrey LindholmSVP, Worldwide Sales	18,750	—	—	0	—
Feb 27, 2017 MForm 4 →	Mar 1, 4:47 pm EST	L William KrauseDirector	20,000	—	—	0	—
Feb 27, 2017 MForm 4 →	Mar 1, 4:45 pm EST	David L HouseDirector	7,500	—	—	0	—
Feb 15, 2017 MForm 4 →	Feb 16, 1:46 pm EST	David L HouseDirector	20,000	—	—	0	—
Dec 15, 2016 MForm 4 →	Dec 16, 7:59 pm EST	Lloyd CarneyChief Executive Officer, Director	133,304	—	—	1,400,000	—
Dec 13, 2016 MForm 4 →	Dec 15, 7:55 pm EST	Ellen OdonnellSVP & General Counsel	26,000	—	—	224,000	—
Dec 13, 2016 MForm 4 →	Dec 15, 7:30 pm EST	Lloyd CarneyChief Executive Officer, Director	866,696	—	—	1,533,304	—
Dec 13, 2016 MForm 4 →	Dec 15, 7:26 pm EST	Renato A DipentimaDirector	20,000	—	—	0	—
Dec 13, 2016 MForm 4 →	Dec 15, 7:19 pm EST	John W GerdelmanDirector	20,000	—	—	0	—
Nov 23, 2016 MForm 4 →	Nov 28, 6:14 pm EST	Ken ChengCTO and SVP, Corporate Develop	60,000	—	—	0	—
Nov 23, 2016 MForm 4 →	Nov 28, 6:11 pm EST	Renato A DipentimaDirector	80,000	—	—	0	—
Nov 1, 2016 MForm 4 →	Nov 2, 8:57 pm EDT	Ellen OdonnellSVP & General Counsel	20,334	—	—	23,333	—
Oct 31, 2016 MForm 4 →	Nov 2, 9:09 pm EDT	Gale E. EnglandCOO and SVP Operations	97,032	—	—	30,000	—
Oct 31, 2016 MForm 4 →	Nov 2, 9:04 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	98,865	—	—	36,666	—
Oct 31, 2016 MForm 4 →	Nov 2, 9:03 pm EDT	Daniel W FairfaxSVP and CFO	97,865	—	—	36,666	—
Oct 31, 2016 MForm 4 →	Nov 2, 9:00 pm EDT	Ken ChengCTO and SVP, Corporate Develop	104,200	—	—	36,666	—
Oct 31, 2016 MForm 4 →	Nov 2, 8:59 pm EDT	Lloyd CarneyChief Executive Officer, Director	520,160	—	—	170,200	—
Oct 31, 2016 AForm 4 →	Nov 1, 7:59 pm EDT	Lloyd CarneyChief Executive Officer, Director	270,000	—	—	270,000	—
Oct 30, 2016 AForm 4 →	Nov 1, 8:13 pm EDT	Ellen OdonnellSVP & General Counsel	70,603	—	—	70,603	—
Oct 30, 2016 AForm 4 →	Nov 1, 8:12 pm EDT	Jeffrey LindholmSVP, Worldwide Sales	12,941	—	—	12,941	—
Oct 30, 2016 AForm 4 →	Nov 1, 8:08 pm EDT	Daniel W FairfaxSVP and CFO	121,422	—	—	121,422	—
Oct 30, 2016 AForm 4 →	Nov 1, 8:04 pm EDT	Gale E. EnglandCOO and SVP Operations	70,256	—	—	70,256	—
Oct 30, 2016 AForm 4 →	Nov 1, 8:02 pm EDT	Ken ChengCTO and SVP, Corporate Develop	112,311	—	—	112,311	—
Sep 20, 2016 MForm 4 →	Sep 22, 5:23 pm EDT	L William KrauseDirector	20,000	—	—	0	—
Jun 4, 2016 MForm 4 →	Jun 6, 9:02 pm EDT	Ellen OdonnellSVP & General Counsel	25,000	—	—	50,000	—
Jun 3, 2016 MForm 4 →	Jun 6, 4:49 pm EDT	Gale E. EnglandCOO and SVP Operations	25,000	—	—	25,000	—
Apr 8, 2016 MForm 4 →	Apr 11, 4:23 pm EDT	David L HouseDirector	27,500	—	—	0	—
Apr 5, 2016 MForm 4 →	Apr 6, 4:32 pm EDT	L William KrauseDirector	20,000	—	—	0	—
Mar 16, 2016 MForm 4 →	Mar 17, 7:18 pm EDT	Sanjay VaswaniDirector	40,000	—	—	0	—
Feb 18, 2016 MForm 4 →	Feb 22, 4:41 pm EST	David L HouseDirector	20,000	—	—	0	—
Feb 1, 2016 MForm 4 →	Feb 3, 6:48 pm EST	John W GerdelmanDirector	20,000	—	—	0	—
Jan 16, 2016 MForm 4 →	Jan 20, 4:50 pm EST	Lloyd CarneyChief Executive Officer, Director	76,666	—	—	0	—
Dec 15, 2015 AForm 4 →	Dec 17, 4:06 pm EST	Daniel W FairfaxSVP and CFO	55,000	—	—	55,000	—
Dec 15, 2015 AForm 4 →	Dec 16, 7:17 pm EST	Lloyd CarneyChief Executive Officer, Director	255,300	—	—	255,300	—
Dec 15, 2015 AForm 4 →	Dec 16, 7:15 pm EST	Gale E. EnglandCOO and SVP Operations	45,000	—	—	45,000	—
Dec 15, 2015 AForm 4 →	Dec 16, 7:14 pm EST	Jeffrey LindholmSVP, Worldwide Sales	55,000	—	—	55,000	—
Dec 15, 2015 AForm 4 →	Dec 16, 7:14 pm EST	Ken ChengCTO and SVP, Corporate Develop	55,000	—	—	55,000	—
Dec 15, 2015 AForm 4 →	Dec 16, 7:02 pm EST	Ellen OdonnellSVP & General Counsel	35,000	—	—	35,000	—
Dec 1, 2015 MForm 4 →	Dec 2, 5:38 pm EST	John W GerdelmanDirector	7,500	—	—	0	—
Nov 16, 2015 AMForm 4 →	Nov 18, 4:43 pm EST	Jeffrey LindholmSVP, Worldwide Sales	178,593	—	—	59,531	—
Nov 16, 2015 AMForm 4 →	Nov 18, 4:42 pm EST	Lloyd CarneyChief Executive Officer, Director	992,181	—	—	330,727	—
Nov 16, 2015 AMForm 4 →	Nov 18, 4:41 pm EST	Gale E. EnglandCOO and SVP Operations	187,097	—	—	62,365	—
Nov 16, 2015 AMForm 4 →	Nov 18, 4:39 pm EST	Ken ChengCTO and SVP, Corporate Develop	195,602	—	—	65,200	—
Nov 16, 2015 AMForm 4 →	Nov 18, 4:38 pm EST	Daniel W FairfaxSVP and CFO	178,593	—	—	59,531	—
Nov 1, 2015 MForm 4 →	Nov 3, 6:09 pm EST	Ellen OdonnellSVP & General Counsel	8,667	—	—	17,333	—
Nov 1, 2015 MForm 4 →	Nov 3, 6:07 pm EST	Jeffrey LindholmSVP, Worldwide Sales	21,000	—	—	21,333	—
Nov 1, 2015 MForm 4 →	Nov 3, 6:05 pm EST	Daniel W FairfaxSVP and CFO	36,666	—	—	19,333	—
Nov 1, 2015 MForm 4 →	Nov 3, 6:02 pm EST	Gale E. EnglandCOO and SVP Operations	19,667	—	—	17,333	—
Nov 1, 2015 MForm 4 →	Nov 3, 6:00 pm EST	Ken ChengCTO and SVP, Corporate Develop	37,333	—	—	18,666	—
Nov 1, 2015 MForm 4 →	Nov 3, 5:53 pm EST	Lloyd CarneyChief Executive Officer, Director	104,334	—	—	108,666	—
Oct 25, 2015 MForm 4 →	Oct 27, 7:09 pm EDT	Daniel W FairfaxSVP and CFO	56,250	—	—	0	—
Oct 25, 2015 MForm 4 →	Oct 27, 7:08 pm EDT	Ken ChengCTO and SVP, Corporate Develop	37,500	—	—	0	—
Jun 17, 2015 MForm 4 →	Jun 18, 5:12 pm EDT	John W GerdelmanDirector	80,000	—	—	0	—
Jun 11, 2015 MForm 4 →	Jun 12, 4:48 pm EDT	L William KrauseDirector	20,000	—	—	0	—
Jun 4, 2015 MForm 4 →	Jun 8, 4:25 pm EDT	Ellen OdonnellSVP & General Counsel	25,000	—	—	75,000	—
Jun 3, 2015 MForm 4 →	Jun 4, 7:54 pm EDT	Gale E. EnglandCOO and SVP Operations	25,000	—	—	50,000	—
May 27, 2015 MForm 4 →	May 28, 8:02 pm EDT	Judy BrunerDirector	5,000	—	—	0	—
May 27, 2015 MForm 4 →	May 28, 8:02 pm EDT	Renato A DipentimaDirector	7,500	—	—	0	—
Mar 30, 2015 MForm 4 →	Mar 31, 7:38 pm EDT	Sanjay VaswaniDirector	20,000	—	—	0	—
Mar 5, 2015 MForm 4 →	Mar 6, 6:34 pm EST	Alan L EarhartDirector	40,000	—	—	0	—
Mar 4, 2015 MForm 4 →	Mar 4, 7:22 pm EST	Jeffrey LindholmSVP, Worldwide Sales	18,750	—	—	37,500	—
Jan 16, 2015 MForm 4 →	Jan 20, 6:59 pm EST	Lloyd CarneyChief Executive Officer, Director	76,667	—	—	76,666	—