SEC Form 4 · accession 0001009626-16-000188
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L House
Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 20,000 | $5.17 | A | 220,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right-to-buy) | $5.17 | Feb 18, 2016 | M | 20,000 | D | May 21, 2009 | Feb 21, 2016 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned includes 21,751 unvested restricted stock units.