SEC Form 4 · accession 0001009626-16-000223
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Vaswani
Director
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 7, 2016 | A | 20,223 | $0.00 | A | 177,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an automatic non-discretionary annual grant of restricted stock units that will vest in full no later than April 7, 2017 subject to the terms of the 2009 Director Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.
- F2Amount of securities beneficially owned includes 20,223 unvested restricted stock units.