SEC Form 4 · accession 0001009626-15-000145
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Gerdelman
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | M | 7,500 | $5.19 | A | 163,251 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $5.19 | Dec 1, 2015 | M | 7,500 | D | Mar 15, 2008 | Mar 15, 2016 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned includes 16,751 unvested restricted stock units.