SEC Form 4 · accession 0001009626-17-000031
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L House
Director
Period of report
Apr 7, 2017
Accepted (ET)
Apr 10, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | M | 20,000 | $6.32 | A | 320,724 | D | |
| Common StockF1 | Apr 7, 2017 | M | 7,500 | $6.32 | A | 328,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.32 | Apr 7, 2017 | M | 20,000 | D | Apr 12, 2011 | Apr 12, 2017 | Common Stock | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.32 | Apr 7, 2017 | M | 7,500 | D | Apr 12, 2014 | Apr 12, 2017 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned includes 5,000 unvested restricted stock units.