SEC Form 4 · accession 0001009626-17-000009
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L House
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | M | 7,500 | $9.01 | A | 300,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $9.01 | Feb 27, 2017 | M | 7,500 | D | Feb 28, 2011 | Feb 28, 2017 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned includes 25,223 unvested restricted stock units.