SEC Form 4 · accession 0001009626-15-000033
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Vaswani
Director
Period of report
Mar 30, 2015
Accepted (ET)
Mar 31, 2015 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | M | 20,000 | $4.34 | A | 121,000 | D | |
| Common Stock | Mar 30, 2015 | S | 20,000 | $11.75 | D | 101,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $4.34 | Mar 30, 2015 | M | 20,000 | D | — | May 2, 2015 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The options vested in full on May 2, 2009.