SEC Form 4 · accession 0001009626-17-000027
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy Bruner
Director
Period of report
Mar 21, 2017
Accepted (ET)
Mar 22, 2017 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2017 | M | 20,000 | $6.32 | A | 154,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.32 | Mar 21, 2017 | M | 20,000 | D | Apr 12, 2011 | Apr 12, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned includes 20,223 unvested restricted stock units.