SEC Form 4 · accession 0001009626-16-000317
BROCADE COMMUNICATIONS SYSTEMS INC · BRCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gale E. England
Officer — COO and SVP Operations
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 23, 2016 | S | 10,000 | $12.4136 | D | 121,605 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person in September 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.40 to $12.435, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.