SEC Form 4 · accession 0001636023-17-000129
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 2,122 | $23.65 | A | 497,557 | D | |
| Common Stock | Nov 6, 2017 | M | 6,187 | $9.02 | A | 503,744 | D | |
| Common Stock | Nov 6, 2017 | M | 1,914 | $26.99 | A | 505,658 | D | |
| Common Stock | Nov 6, 2017 | M | 120 | $23.65 | A | 505,778 | D | |
| Common StockF1,F3 | Nov 6, 2017 | S | 10,343 | $59.2198 | D | 495,435 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 140,680 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF2 | $23.65 | Nov 6, 2017 | M | 2,122 | D | Jul 1, 2015 | Feb 22, 2020 | Common Stock | 2,122 | 229,246 | D |
| Stock option - right to buyF2 | $9.02 | Nov 6, 2017 | M | 6,187 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 6,187 | 552,212 | D |
| Stock option - right to buyF2 | $26.99 | Nov 6, 2017 | M | 1,914 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 1,914 | 15,318 | D |
| Stock option - right to buyF2 | $23.65 | Nov 6, 2017 | M | 120 | D | Jul 1, 2015 | Feb 22, 2020 | Common Stock | 120 | 13,081 | D |
Explanation of responses
- F1Shares sold at average price of $59.219808. Prices ranging from $58.49 to $60.39 per share.
- F2Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.
- F3The reporting person no longer has a reportable beneficial interest in (a) 7,064 shares of WestRock common stock owned by his son and (b) 34,672 shares of WestRock common stock previously held in the Employee Stock Plan, each of which has previously been reported as beneficially owned by the reporting person.