SEC Form 4 · accession 0000859598-17-000155
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Fabrikant
Officer — Executive Chairman and CEO · Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 5,277 | $31.39 | A | 488,834 | D | |
| Common Stock | Nov 3, 2017 | M | 14,983 | $19.53 | A | 503,817 | D | |
| Common StockF1 | Nov 3, 2017 | S | 6,619 | $50.566 | D | 497,198 | D | |
| Common StockF2 | Nov 3, 2017 | S | 8,610 | $51.111 | D | 488,588 | D | |
| Common Stock | Nov 6, 2017 | M | 14,983 | $37.52 | A | 503,571 | D | |
| Common Stock | Nov 6, 2017 | M | 14,983 | $34.29 | A | 518,554 | D | |
| Common Stock | Nov 6, 2017 | M | 9,706 | $31.39 | A | 528,260 | D | |
| Common StockF3 | Nov 6, 2017 | S | 32,372 | $50.018 | D | 495,888 | D | |
| Common StockF4 | Nov 6, 2017 | S | 7,300 | $50.853 | D | 488,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF6,F5,F7 | $31.39 | Nov 3, 2017 | M | 5,277 | D | — | Mar 4, 2018 | Common Stock | 5,277 | 9,706 | D |
| Common StockF6,F8,F7 | $19.53 | Nov 3, 2017 | M | 14,983 | D | — | Mar 4, 2018 | Common Stock | 14,983 | 0 | D |
| Common StockF6,F9,F7 | $37.52 | Nov 6, 2017 | M | 14,983 | D | — | Mar 4, 2018 | Common Stock | 14,983 | 0 | D |
| Common StockF6,F10,F7 | $34.29 | Nov 6, 2017 | M | 14,983 | D | — | Mar 4, 2018 | Common Stock | 14,983 | 0 | D |
| Common StockF6,F5,F7 | $31.39 | Nov 6, 2017 | M | 9,706 | D | — | Mar 4, 2018 | Common Stock | 9,706 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $50 to $50.97 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
- F10On June 2, 2017 the issuer distributed shares pursuant to the SMHI Spin-Off, resulting in an adjustment to the exercise price of these options from $53.15 to $34.29.
- F2The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $51 to $51.395 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $49.71 to $50.70 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $50.72 to $51.085 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
- F5On June 2, 2017 the issuer distributed shares pursuant to the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), resulting in an adjustment to the exercise price of these options from $48.65 to $31.39.
- F6On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.
- F7The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013.
- F8On June 2, 2017 the issuer distributed shares pursuant to the SMHI Spin-Off, resulting in an adjustment to the exercise price of these options from $30.26 to $19.53.
- F9On June 2, 2017 the issuer distributed shares pursuant to the SMHI Spin-Off, resulting in an adjustment to the exercise price of these options from $58.15 to $37.52.