Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Feb 1, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

302 filings · trading day Feb 1, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 7, 2018 CJForm 4 →	Feb 1, 2019, 2:03 pm EST	CLS Holdings USA, Inc.CLSH	Jeffrey I BinderChairman and CEO, Director	586,666	$37,500.00	$4,500,000,000	244,444	—	late
Jan 29, 2019 AForm 4 →	Jan 31, 4:42 pm EST	DIEBOLD NIXDORF, IncDBD	Gerrard SchmidPresident and CEO, Director	676,814	$4.49	$3,038,895	676,814	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:30 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Michael N MearsPresident & CEO, Director	33,766	$56.64	$1,912,506	48,352	—
Jan 28, 2019 AMForm 4/A →	Jan 31, 5:14 pm EST	CRANE CO /DE/CR	Kristian Robert SalovaaraVP, Business Development	20,437	$79.14	$877,109	0	—
Feb 1, 2019 MForm 4 →	Feb 1, 3:00 pm EST	RBB BancorpRBB	Peter M ChangDirector	59,206	$12.97	$767,888	0	—	amended
Jan 30, 2019 AForm 4 →	Feb 1, 3:31 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Aaron L MilfordSenior Vice President & CFO	10,726	$56.64	$607,521	16,365	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:29 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Douglas J MaySenior Vice President	7,507	$56.64	$425,196	13,042	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:28 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Lisa J KornerSenior Vice President	7,325	$56.64	$414,888	12,724	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:29 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Robert L BarnesSenior Vice President	6,505	$56.64	$368,443	11,192	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:32 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Jeff R SelvidgeSenior Vice President	6,505	$56.64	$368,443	11,258	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:33 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Michael AaronsonSenior Vice President	6,409	$56.64	$363,006	10,709	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:27 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Melanie A LittleSenior Vice President	5,922	$56.64	$335,422	8,808	—
Jan 30, 2019 AForm 4 →	Feb 1, 3:31 pm EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Larry J DaviedSenior Vice President	5,922	$56.64	$335,422	10,272	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:40 pm EST	DIEBOLD NIXDORF, IncDBD	Jeffrey L RutherfordSVP and CFO	68,572	$4.08	$279,774	68,572	—
Jan 29, 2019 CMForm 4 →	Jan 31, 4:18 pm EST	ROKU, INCROKU	Chas SmithGM, Sr. VP Roku TV & Players	48,960	$5.64	$276,134	0	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:38 pm EST	DIEBOLD NIXDORF, IncDBD	Ulrich NaherSVP, Systems	47,407	$4.08	$193,421	47,407	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:40 pm EST	DIEBOLD NIXDORF, IncDBD	Olaf Robert HeydenSVP, Services	47,407	$4.08	$193,421	47,407	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:41 pm EST	DIEBOLD NIXDORF, IncDBD	Alan KerrSVP, Software	45,000	$4.08	$183,600	45,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:39 pm EST	DIEBOLD NIXDORF, IncDBD	Jonathan LeikenSVP, CLO and Secretary	43,715	$4.08	$178,357	43,715	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:25 pm EST	TPI COMPOSITES, INCTPIC	Tyrone Michael JordanDirector	6,200	$29.17	$135,932	4,660	—
Jan 29, 2019 MForm 4 →	Feb 1, 2:37 pm EST	RBB BancorpRBB	Wendell ChenDirector	10,763	$9.29	$100,004	0	—	late amended
Jan 31, 2019 CMForm 4 →	Feb 1, 11:50 am EST	REATA PHARMACEUTICALS INCRETA	Keith Wayne WardChief Development Officer	12,450	$11.62	$48,223	0	—
Jan 31, 2019 MForm 4 →	Jan 31, 6:45 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Linton J ThomasonOther	2,000	$19.53	$39,060	0	—
Jan 30, 2019 AForm 4/A →	Feb 1, 11:18 am EST	BRIGGS & STRATTON CORPBGG	Frank M JaehnertDirector	1,952	$12.81	$25,000	26,765	—
Feb 1, 2019 JForm 4 →	Feb 1, 12:17 pm EST	ERIE INDEMNITY COERIE	Eugene C ConnellDirector	126	$146.38	$18,484	895	—
Feb 1, 2019 JForm 4 →	Feb 1, 12:30 pm EST	ERIE INDEMNITY COERIE	J Ralph Borneman Jr.Director	126	$146.38	$18,484	15,682	—
Feb 1, 2019 JForm 4 →	Feb 1, 12:37 pm EST	ERIE INDEMNITY COERIE	Salvatore CorrentiDirector	126	$146.38	$18,484	389	—
Feb 1, 2019 JForm 4 →	Feb 1, 1:15 pm EST	ERIE INDEMNITY COERIE	LuAnn DateshDirector	126	$146.38	$18,484	1,585	—
Feb 1, 2019 JForm 4 →	Feb 1, 1:21 pm EST	ERIE INDEMNITY COERIE	Charles Scott HartzDirector	126	$146.38	$18,484	14,719	—
Feb 1, 2019 JForm 4 →	Feb 1, 1:29 pm EST	ERIE INDEMNITY COERIE	Brian Arden Hudson Sr.Director	126	$146.38	$18,484	895	—
Feb 1, 2019 JForm 4 →	Feb 1, 1:40 pm EST	ERIE INDEMNITY COERIE	Claude C Lilly IIIDirector	126	$146.38	$18,484	15,682	—
Feb 1, 2019 JForm 4 →	Feb 1, 1:49 pm EST	ERIE INDEMNITY COERIE	George R LucoreDirector	126	$146.38	$18,484	1,585	—
Feb 1, 2019 JForm 4 →	Feb 1, 2:11 pm EST	ERIE INDEMNITY COERIE	Thomas W PalmerDirector	126	$146.38	$18,484	11,605	—
Feb 1, 2019 JForm 4 →	Feb 1, 2:20 pm EST	ERIE INDEMNITY COERIE	Martin SheffieldDirector	126	$146.38	$18,484	6,622	—
Feb 1, 2019 JForm 4 →	Feb 1, 2:40 pm EST	ERIE INDEMNITY COERIE	Jonathan Hirt HagenDirector	126	$146.38	$18,484	12,712	—
Feb 1, 2019 JForm 4 →	Feb 1, 2:55 pm EST	ERIE INDEMNITY COERIE	Thomas B HagenDirector	126	$146.38	$18,484	10,516	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:17 pm EST	CRANE CO /DE/CR	Curtis A Baron Jr.Vice President, Controller	171	$83.00	$8,051	920	—
Jan 31, 2019 AForm 4 →	Feb 1, 3:29 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSr. VP and CFO	14	$134.42	$1,882	5,695	—
Jan 31, 2019 AForm 4 →	Feb 1, 3:33 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	6	$134.42	$807	8,907	—
Jan 31, 2019 AForm 4 →	Feb 1, 3:08 pm EST	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	2	$105.44	$195	97	—
Jan 31, 2019 AForm 4 →	Feb 1, 3:09 pm EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	2	$105.44	$189	3,040	—
Jan 31, 2019 AForm 4 →	Feb 1, 3:11 pm EST	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	1	$105.44	$153	527	—
Jan 31, 2019 AForm 4 →	Feb 1, 3:06 pm EST	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Arch Ctgs & Pres EMEA	0	$105.44	$46	8,753	—
Jan 29, 2019 AMForm 4 →	Jan 31, 4:00 pm EST	TERADYNE, INCTER	Brad RobbinsPresident of LitePoint Corp.	55,508	—	—	0	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:00 pm EST	CORNING INC /NYGLW	David L MorseExecutive Vice President	35,701	—	—	0	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:00 pm EST	SANMINA CORPSANM	Mario M RosatiDirector	1,667	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:08 pm EST	ADVANCED MICRO DEVICES INCAMD	Devinder KumarSVP, CFO & Treasurer	130,000	—	—	245,664	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:09 pm EST	HORTON D R INC /DE/DHI	David V AuldPresident and CEO	60,000	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:09 pm EST	HORTON D R INC /DE/DHI	Barbara K AllenDirector	1,667	—	—	0	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:10 pm EST	Booz Allen Hamilton Holding CorpBAH	Kristine AndersonExecutive Vice President	12,947	—	—	12,947	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:11 pm EST	Canterbury Park Holding CorpCPHC	Randall D SampsonPresident and CEO, Director, 10% Owner	15,000	—	—	0	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:12 pm EST	Booz Allen Hamilton Holding CorpBAH	Christopher LingExecutive Vice President	12,947	—	—	12,947	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:15 pm EST	COMERICA INC /NEW/CMA	Peter William GuilfoileExecutive Vice President	625	—	—	0	—
Jan 29, 2019 AMForm 4 →	Jan 31, 4:16 pm EST	Innovation Pharmaceuticals Inc.IPIX	Leo EhrlichCEO and Chairman, Director, 10% Owner	1,818,180	—	—	909,090	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:24 pm EST	RENT A CENTER INC DERCII	Christopher A KorstEVP CAO & General Counsel	9,600	—	—	0	—
Jan 31, 2019 MForm 4 →	Jan 31, 4:24 pm EST	PROCTER & GAMBLE CoPG	Mary Theresa GrabowskiChief Human Resources Officer	19,049	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:24 pm EST	RENT A CENTER INC DERCII	Fred E. HermanEVP Chief Information Officer	2,227	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:26 pm EST	KEYCORP /NEW/KEY	Clark H KhayatChief Strategy Officer	7,094	—	—	21,281	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:31 pm EST	NATIONAL HEALTH INVESTORS INCNHI	Robert T WebbDirector	40,000	—	—	0	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:32 pm EST	ARROW FINANCIAL CORPAROW	Thomas L HoyDirector	1,000	—	—	1,000	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:33 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Michael R DumaisEVP, Operations & Strategy	15,000	—	—	15,500	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:33 pm EST	ARROW FINANCIAL CORPAROW	Tenee R CasaccioDirector	1,000	—	—	1,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:33 pm EST	ACHIEVE LIFE SCIENCES, INC.ACHV	John BencichCFO & COO	40,000	—	—	10,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:33 pm EST	NASDAQ, INC.NDAQ	Adena T FriedmanPresident and CEO, Director	89,606	—	—	179,211	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:33 pm EST	NATIONAL HEALTH INVESTORS INCNHI	W Andrew AdamsDirector	15,000	—	—	0	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:34 pm EST	ARROW FINANCIAL CORPAROW	David G KruczlnickiDirector	1,000	—	—	1,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:34 pm EST	ARROW FINANCIAL CORPAROW	David S. DeMarcoSVP	5,000	—	—	5,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:35 pm EST	ARROW FINANCIAL CORPAROW	Raymond F O'ConorDirector	1,000	—	—	1,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:36 pm EST	ACHIEVE LIFE SCIENCES, INC.ACHV	Richard Alistair StewartChairman & CEO, Director	100,000	—	—	25,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:36 pm EST	ARROW FINANCIAL CORPAROW	Andrew J WiseSVP, Chief Operating Officer	5,000	—	—	5,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:37 pm EST	ARROW FINANCIAL CORPAROW	Colin L ReadDirector	1,000	—	—	1,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:37 pm EST	ARROW FINANCIAL CORPAROW	Thomas J. MurphyPresident & CEO, Director	13,901	—	—	3,901	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:38 pm EST	ARROW FINANCIAL CORPAROW	Richard J Dmd ReismanDirector	1,000	—	—	1,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:38 pm EST	ACHIEVE LIFE SCIENCES, INC.ACHV	Anthony ClarkePresident & CSO, Director	40,000	—	—	10,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:39 pm EST	NATIONAL HEALTH INVESTORS INCNHI	Kevin Carlton PascoeChief Investment Officer	33,332	—	—	0	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:39 pm EST	ARROW FINANCIAL CORPAROW	William L OwensDirector	1,000	—	—	1,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:39 pm EST	ARROW FINANCIAL CORPAROW	David D KaiserSVP	5,000	—	—	5,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:40 pm EST	ACHIEVE LIFE SCIENCES, INC.ACHV	Cindy JacobsEVP, CMO	40,000	—	—	10,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:40 pm EST	ARROW FINANCIAL CORPAROW	Elizabeth MillerDirector	1,000	—	—	1,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:41 pm EST	ARROW FINANCIAL CORPAROW	Gary C DakeDirector	1,000	—	—	1,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:42 pm EST	ARROW FINANCIAL CORPAROW	Mark BehanDirector	1,000	—	—	1,000	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:42 pm EST	NATIONAL HEALTH INVESTORS INCNHI	Robert A McCabe Jr.Director	20,000	—	—	0	—
Dec 2, 2018 MForm 4/A →	Jan 31, 2019, 4:42 pm EST	BRISTOL MYERS SQUIBB COBMY	Charles A BancroftEVP & Chief Financial Officer	6,401	—	—	0	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:42 pm EST	ARROW FINANCIAL CORPAROW	Edward J CampanellaSVP, Treasurer & CFO	5,000	—	—	5,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:43 pm EST	ARROW FINANCIAL CORPAROW	Michael B ClarkeDirector	1,000	—	—	1,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:45 pm EST	Franklin Financial Network Inc.FSB	David H. KempDirector	20,315	—	—	800	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:46 pm EST	HEXCEL CORP /DE/HXL	Thierry MerlotSee Remarks	1,029	—	—	516	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:47 pm EST	HEXCEL CORP /DE/HXL	Brett Raymond SchneiderPresident, Global Fibers	504	—	—	268	—
Jan 29, 2019 AMForm 4 →	Jan 31, 4:49 pm EST	TERADYNE, INCTER	Charles Jeffrey GrayVP,General Counsel & Secretary	77,603	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:51 pm EST	HEXCEL CORP /DE/HXL	Timothy SwordsPresident, Industrial	657	—	—	374	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:52 pm EST	COMSCORE, INC.SCOR	Carol A DiBattisteSee Remarks	11,379	—	—	22,758	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:54 pm EST	HEXCEL CORP /DE/HXL	Patrick WinterlichEVP, CFO	1,032	—	—	299	—
Jan 30, 2019 AForm 4 →	Jan 31, 4:54 pm EST	GelTech Solutions, Inc.GLTC	Warren B Mosler10% Owner	416,667	—	—	416,667	—
Jan 29, 2018 AForm 4 →	Jan 31, 2019, 4:54 pm EST	BROOKS AUTOMATION INCBRKS	John K McGillicuddyDirector	48	—	—	79,053	—	late
Jan 29, 2019 MForm 4 →	Jan 31, 4:54 pm EST	HEXCEL CORP /DE/HXL	Kimberly A. HendricksSee Remarks	497	—	—	282	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:55 pm EST	INFINERA CorpINFN	Greg DoughertyDirector	37,844	—	—	37,844	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:55 pm EST	HEXCEL CORP /DE/HXL	Robert George HennemuthSee Remarks	1,766	—	—	1,006	—
Jan 29, 2019 AForm 4 →	Jan 31, 4:55 pm EST	BROOKS AUTOMATION INCBRKS	Kirk P PondDirector	61	—	—	43,768	—
Jan 30, 2019 MForm 4 →	Jan 31, 4:57 pm EST	NATIONAL HEALTH INVESTORS INCNHI	John L SpaidExec. VP of Finance	40,000	—	—	0	—	amended
Jan 29, 2019 MForm 4 →	Jan 31, 4:58 pm EST	HEXCEL CORP /DE/HXL	Gail E LehmanSee Remarks	1,638	—	—	932	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:58 pm EST	SCOTTS MIRACLE-GRO COSMG	Brian D FinnDirector	189	—	—	317	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:59 pm EST	SCOTTS MIRACLE-GRO COSMG	Katherine Littlefield HagedornDirector, 10% Owner	189	—	—	158	—
Jan 29, 2019 MForm 4 →	Jan 31, 4:59 pm EST	SCOTTS MIRACLE-GRO COSMG	Adam HanftDirector	189	—	—	358	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:00 pm EST	KIMCO REALTY CORPKIM	Richard G DooleyDirector	1,704	—	—	109,754	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:00 pm EST	SCOTTS MIRACLE-GRO COSMG	Stephen L JohnsonDirector	189	—	—	198	—
Jan 29, 2019 AMForm 4 →	Jan 31, 5:00 pm EST	TERADYNE, INCTER	Gregory R BeecherVP and CFO	160,040	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:00 pm EST	SCOTTS MIRACLE-GRO COSMG	Thomas N Kelly Jr.Director	189	—	—	158	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:00 pm EST	SCOTTS MIRACLE-GRO COSMG	James F McCannDirector	189	—	—	250	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:01 pm EST	SCOTTS MIRACLE-GRO COSMG	Nancy G. MistrettaDirector	189	—	—	158	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:01 pm EST	KIMCO REALTY CORPKIM	Colombe M NicholasDirector	558	—	—	16,593	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:01 pm EST	SCOTTS MIRACLE-GRO COSMG	John R VinesDirector	229	—	—	187	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:03 pm EST	TIFFANY & COTIF	Andrew W. HartSENIOR VICE PRESIDENT	8,489	—	—	8,489	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:03 pm EST	VISA INC.V	Mary B CranstonDirector	1,481	—	—	1,481	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:04 pm EST	CymaBay Therapeutics, Inc.CBAY	Kurt Von EmsterDirector	27,705	—	—	27,705	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:06 pm EST	HomeStreet, Inc.HMST	William EndresenEVP, Comm'l RE & Capital Pres.	868	—	—	2,479	—
Jan 29, 2019 AMForm 4 →	Jan 31, 5:06 pm EST	TERADYNE, INCTER	Mark E JagielaPresident and CEO, Director	363,583	—	—	0	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:07 pm EST	SUTRO BIOPHARMA, INC.STRO	Edward C AlbiniCFO and Secretary	47,500	—	—	47,500	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:07 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	136,254	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:07 pm EST	SUTRO BIOPHARMA, INC.STRO	Anik ShabbirChief Technical Ops. Officer	35,000	—	—	35,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:08 pm EST	HomeStreet, Inc.HMST	Richard W H BennionEVP - Res. Lending Director	211	—	—	652	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:08 pm EST	SUTRO BIOPHARMA, INC.STRO	Linda A FitzpatrickChief People & Comm. Officer	30,000	—	—	30,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:08 pm EST	SUTRO BIOPHARMA, INC.STRO	Trevor HallamChief Science Officer	47,500	—	—	47,500	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:09 pm EST	SUTRO BIOPHARMA, INC.STRO	Arturo Molina M.D.Chief Medical Officer	47,500	—	—	47,500	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:10 pm EST	HomeStreet, Inc.HMST	Rose Marie DavidSr. EVP-SF Lending Dir.	386	—	—	1,020	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:11 pm EST	SUTRO BIOPHARMA, INC.STRO	William J NewellCEO, Director	445,000	—	—	445,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:11 pm EST	HomeStreet, Inc.HMST	Godfrey B EvansEVP - General Counsel	720	—	—	5,952	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:11 pm EST	SUTRO BIOPHARMA, INC.STRO	Stephen WorsleyChief Business Officer	30,000	—	—	30,000	—
Jan 25, 2019 AForm 4 →	Jan 31, 5:13 pm EST	uniQure N.V.QURE	Jack KayeDirector	5,295	—	—	5,295	—	late
Jan 29, 2019 MForm 4 →	Jan 31, 5:13 pm EST	HomeStreet, Inc.HMST	Jay C IsemanEVP - Chief Credit Officer	670	—	—	5,810	—
Jan 31, 2019 MForm 4 →	Jan 31, 5:15 pm EST	BROWN FORMAN CORPBFA, BFB	Matthew E HamelEVP, Gen Counsel and Secretary	19,101	—	—	19,101	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:17 pm EST	HomeStreet, Inc.HMST	Paulette LemonEVP - Retail Banking Director	486	—	—	1,501	—
Jan 30, 2019 AForm 4 →	Jan 31, 5:17 pm EST	ORACLE CORPORCL	Edward ScrevenChief Corporate Architect	59	—	—	62,620	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:19 pm EST	CymaBay Therapeutics, Inc.CBAY	Robert F. BoothDirector	27,705	—	—	27,705	—
Jan 29, 2019 CMForm 4 →	Jan 31, 5:19 pm EST	Alteryx, Inc.AYX	Christopher M LalSVP, GC & Corp. Secretary	8,271	—	—	0	—
Jan 29, 2019 AMForm 4 →	Jan 31, 5:19 pm EST	CRANE CO /DE/CR	Anthony M. D'IorioV.P., Gen. Couns. & Sec.	708	—	—	3,237	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:19 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Philip PellerDirector	1,435	—	—	1,435	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:20 pm EST	CymaBay Therapeutics, Inc.CBAY	Carl GoldfischerDirector	27,705	—	—	27,705	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:21 pm EST	CymaBay Therapeutics, Inc.CBAY	Caroline M LoewyDirector	27,705	—	—	27,705	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:21 pm EST	CRANE CO /DE/CR	Bradley EllisSenior Vice President	537	—	—	2,962	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:22 pm EST	CymaBay Therapeutics, Inc.CBAY	Evan A. SteinDirector	27,705	—	—	27,705	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:22 pm EST	CymaBay Therapeutics, Inc.CBAY	Paul F TruexDirector	27,705	—	—	27,705	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:23 pm EST	CymaBay Therapeutics, Inc.CBAY	Robert J. WeilandDirector	27,705	—	—	27,705	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:23 pm EST	CRANE CO /DE/CR	James A. LavishVP, CBS, People & Performance	380	—	—	2,029	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:24 pm EST	CymaBay Therapeutics, Inc.CBAY	Robert James WillsDirector	27,705	—	—	27,705	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:26 pm EST	CRANE CO /DE/CR	Richard A MaueSr. V.P. & CFO	949	—	—	5,390	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:26 pm EST	CymaBay Therapeutics, Inc.CBAY	Sujal ShahChief Executive Officer, Director	328,492	—	—	328,492	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:27 pm EST	CymaBay Therapeutics, Inc.CBAY	Charles McWherterChief Science Officer	172,891	—	—	172,891	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:28 pm EST	CymaBay Therapeutics, Inc.CBAY	Pol F BoudesChief Medical Officer	138,312	—	—	138,312	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:28 pm EST	CRANE CO /DE/CR	Louis V. PinkhamSenior Vice President	702	—	—	5,181	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:29 pm EST	CymaBay Therapeutics, Inc.CBAY	Paul T QuinlanGeneral Counsel	86,445	—	—	86,445	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:29 pm EST	CymaBay Therapeutics, Inc.CBAY	Klara DickinsonChief Regulatory Officer	138,312	—	—	138,312	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	Dare Bioscience, Inc.DARE	Sabrina Martucci JohnsonChief Executive Officer, Director	195,000	—	—	195,000	—
Jan 30, 2019 AForm 4 →	Jan 31, 5:30 pm EST	SANDRIDGE ENERGY INCSD	Paul D. McKinneyPresident & CEO	250,000	—	—	250,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	AGILE THERAPEUTICS INCAGRX	Alfred AltomariChief Executive Officer, Director	695,300	—	—	154,400	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	CymaBay Therapeutics, Inc.CBAY	Daniel MenoldVice President, Finance	69,156	—	—	69,156	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	AGILE THERAPEUTICS INCAGRX	Elizabeth GarnerSr. VP & Chief Medical Officer	211,100	—	—	38,500	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	AGILE THERAPEUTICS INCAGRX	Scott M CoianteChief Financial Officer	211,100	—	—	38,500	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	AGILE THERAPEUTICS INCAGRX	Robert G ConwaySVP Ent Planning & Info Mgt	100,000	—	—	15,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	AGILE THERAPEUTICS INCAGRX	Geoffrey GilmoreGeneral Counsel	211,100	—	—	38,500	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:30 pm EST	Dare Bioscience, Inc.DARE	Lisa Walters-HoffertChief Financial Officer	75,000	—	—	75,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:31 pm EST	CRANE CO /DE/CR	Kristian Robert SalovaaraVP, Business Development	454	—	—	2,490	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:32 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Gina ConsylmanChief Financial Officer	145,000	—	—	145,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:32 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Mark G CurrieChief Scientific Officer	600,000	—	—	600,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:33 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Thomas A McCourtChief Commercial Officer	345,000	—	—	345,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:33 pm EST	HomeStreet, Inc.HMST	Mark K MasonCEO, President, Director	2,893	—	—	16,321	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:34 pm EST	CRANE CO /DE/CR	Edward S SwitterV.P. Treasury & Tax	223	—	—	1,196	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:34 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	William HuyettChief Operating Officer	258,750	—	—	258,750	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:35 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Peter M HechtChief Executive Officer, Director	1,000,000	—	—	1,000,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:35 pm EST	HomeStreet, Inc.HMST	Mark R RuhEVP & CFO	781	—	—	4,841	—
Jan 29, 2019 AMForm 4 →	Jan 31, 5:35 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Halley E GilbertChief Legal Officer	165,449	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:36 pm EST	HomeStreet, Inc.HMST	Mary L VincentEVP - Chief Risk Officer	405	—	—	1,088	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:38 pm EST	HomeStreet, Inc.HMST	Edward SchultzEVP, Dir. of Comm'l Banking	744	—	—	10,009	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:38 pm EST	TEXAS INSTRUMENTS INCTXN	Mark A BlinnDirector	6,648	—	—	3,033	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:40 pm EST	HomeStreet, Inc.HMST	Pamela J TaylorEVP - Human Resources Dir	498	—	—	1,539	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:41 pm EST	HomeStreet, Inc.HMST	Darrell Van AmenEVP, Chief Investment Officer	816	—	—	2,453	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:44 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	T Kent ElliottDirector	569	—	—	19,367	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:44 pm EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	13,000	—	—	93,500	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:45 pm EST	ESTEE LAUDER COMPANIES INCEL	John DemseyGroup President	23,898	—	—	23,898	—
Jan 31, 2019 MForm 4 →	Jan 31, 5:46 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	Pedro AbreuChief Strategy Officer	6,969	—	—	137,154	—
Jan 29, 2019 MForm 4 →	Jan 31, 5:51 pm EST	VirnetX Holding CorpVHC	Kendall LarsenPresident & CEO, Director, 10% Owner	75,000	—	—	360,425	—
Jan 30, 2019 MForm 4 →	Jan 31, 5:55 pm EST	ConnectOne Bancorp, Inc.CNOB	William ThompsonDirector	3,473	—	—	0	—
Jan 29, 2019 AForm 4 →	Jan 31, 5:55 pm EST	AXIS CAPITAL HOLDINGS LTDAXS	Kent W ZieglerPrincipal Acct Off, Controller	6,581	—	—	6,581	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:00 pm EST	HCA Healthcare, Inc.HCA	Deborah M ReinerSVP - Mktg. & Communications	1,495	—	—	1,495	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:08 pm EST	STARBUCKS CORPSBUX	Clifford Burrowsgroup pres. Siren Retail	152,634	—	—	89,804	—
Jan 3, 2018 AMForm 4 →	Jan 31, 2019, 6:14 pm EST	NATIONAL HOLDINGS CORPNHLD	Michael A MullenCEO and Chairman of the Board, Director	883,867	—	—	1,092,201	—	late
Jul 19, 2017 AMForm 4 →	Jan 31, 2019, 6:15 pm EST	NATIONAL HOLDINGS CORPNHLD	Glenn C. WormanPresident and CFO	585,877	—	—	533,793	—	late
Nov 1, 2018 AMForm 4 →	Jan 31, 2019, 6:18 pm EST	NATIONAL HOLDINGS CORPNHLD	John C. DeSenaChief Operating Officer	184,865	—	—	340,847	—	late
Jan 31, 2019 AForm 4 →	Jan 31, 6:32 pm EST	PDL Community BancorpPDLB	Maria AlvarezDirector	8,918	—	—	8,918	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:34 pm EST	American Midstream Partners, LPAMID	Christopher B. DialSr. VP, General Counsel	7,000	—	—	21,000	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:40 pm EST	Vulcan Materials COVMC	J Thomas HillChairman, President & CEO, Director	9,285	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:41 pm EST	Vulcan Materials COVMC	Stanley G BassChief Growth Officer	10,904	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:42 pm EST	AT&T INC.T	William A Blase Jr.Sr. Exec. VP-Human Resources	45,198	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:44 pm EST	AT&T INC.T	John DonovanCEO-AT&T Communications, LLC	56,862	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:46 pm EST	AT&T INC.T	David S. HuntleySEVP&Chief Compliance Officer	15,429	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:49 pm EST	AT&T INC.T	Lori M LeeCEO-AT&T LatAm&GlobalMktgOfcr	37,925	—	—	0	—
Jan 31, 2019 MForm 4 →	Jan 31, 6:50 pm EST	TETRA TECH INCTTEK	Craig L ChristensenSVP, CIO	3,300	—	—	3,300	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:51 pm EST	TETRA TECH INCTTEK	Brendan M. O'RourkeSVP, Enterprise Risk Mgmt.	250	—	—	750	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:51 pm EST	AT&T INC.T	David R McAtee IISr. Exec. VP and Gen. Counsel	30,339	—	—	0	—
Jan 30, 2019 MForm 4 →	Jan 31, 6:52 pm EST	OP BancorpOPBK	Brian ChoiDirector	45,000	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:53 pm EST	AT&T INC.T	John T StankeyCEO, Warner Media, LLC	77,638	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:54 pm EST	AT&T INC.T	John Joseph StephensSr. Exec. VP and CFO	68,525	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 6:56 pm EST	AT&T INC.T	Randall L StephensonChairman, CEO and President, Director	215,051	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 7:00 pm EST	Mirati Therapeutics, Inc.MRTX	Craig A JohnsonDirector	17,000	—	—	0	—
Jan 29, 2019 MForm 4 →	Jan 31, 7:07 pm EST	QUIDEL CORP /DE/QDEL	Douglas C BryantPresident & CEO, Director	25,250	—	—	20,920	—
Jan 29, 2019 MForm 4 →	Jan 31, 7:12 pm EST	CONSOL Coal Resources LPCCR	John RothkaSEE REMARKS	2,093	—	—	615	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:19 pm EST	CASI Pharmaceuticals, Inc.CASI	Cynthia W. HuCOO, Gen Counsel & Secretary	75,000	—	—	75,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:21 pm EST	CASI Pharmaceuticals, Inc.CASI	Ken Keyong RenChief Executive Officer, Director	75,000	—	—	75,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:27 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Robert C Biesterfeld Jr.Chief Operating Officer	8,087	—	—	9,748	—
Jan 29, 2019 MForm 4 →	Jan 31, 7:31 pm EST	Cushman & Wakefield plcCWK	W Brett WhiteExecutive Chairman and CEO, Director	74,850	—	—	0	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:34 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Ben G CampbellChief Legal Officer/Secretary	16,297	—	—	19,776	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:37 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Andrew C ClarkeChief Financial Officer	13,235	—	—	27,393	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:41 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Angela K. FreemanChief Human Resources Officer	14,950	—	—	18,254	—
Jan 30, 2019 AForm 4 →	Jan 31, 7:42 pm EST	Eloxx Pharmaceuticals, Inc.ELOX	Robert WardCHIEF EXECUTIVE OFFICER, Director	226,000	—	—	226,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:43 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Jordan T KassPresident, Managed Services	7,789	—	—	9,131	—
Jan 30, 2019 AForm 4 →	Jan 31, 7:49 pm EST	Eloxx Pharmaceuticals, Inc.ELOX	Gregory L WeaverCHIEF FINANCIAL OFFICER	80,000	—	—	20,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:49 pm EST	C H ROBINSON WORLDWIDE INCCHRW	James LemkePresident, Robinson Fresh	18,260	—	—	21,298	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:53 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Michael W NeillChief Technology Officer	3,975	—	—	4,630	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:54 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	Terry ConsidineChairman & CEO, Director	384,809	—	—	384,809	—
Jan 30, 2019 AForm 4 →	Jan 31, 7:54 pm EST	Eloxx Pharmaceuticals, Inc.ELOX	Neil S. BelloffGENERAL COUNSEL/CORPORATE SECR	75,000	—	—	25,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:56 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Chris ObrienChief Commercial Officer	18,995	—	—	22,819	—
Jan 30, 2019 AForm 4 →	Jan 31, 7:56 pm EST	Eloxx Pharmaceuticals, Inc.ELOX	David P. SnowCHIEF BUSINESS OFFICER	80,000	—	—	25,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 7:59 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Mac S PinkertonPres. of North America Trans.	10,804	—	—	11,576	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:00 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	Paul BeldinExecutive Vice President - CFO	18,109	—	—	18,109	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:00 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Michael John ShortPresident, Global Forwarding	5,944	—	—	7,310	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:03 pm EST	C H ROBINSON WORLDWIDE INCCHRW	John WiehoffCEO/Chairman, Director	88,209	—	—	106,462	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:05 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	John E BezzantExecutive Vice President	14,085	—	—	14,085	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:16 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	Keith M KimmelExecutive Vice President	14,588	—	—	14,588	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:20 pm EST	GENOMIC HEALTH INCGHDX	Steven ShakChief Scientific Officer	20,180	—	—	20,180	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:21 pm EST	GENOMIC HEALTH INCGHDX	James J VaughnChief Commercial Officer	9,530	—	—	9,530	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:22 pm EST	GENOMIC HEALTH INCGHDX	Jason W. RadfordChief Legal Officer	16,270	—	—	16,270	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:22 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	Lynn StanfieldExecutive Vice President	2,595	—	—	2,595	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:23 pm EST	GENOMIC HEALTH INCGHDX	Kimberly J PopovitsPresident and CEO, Director	75,610	—	—	75,610	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:23 pm EST	GENOMIC HEALTH INCGHDX	Frederic PlaCOO	28,570	—	—	28,570	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:24 pm EST	GENOMIC HEALTH INCGHDX	Laura LeberChief Communication Officer	8,100	—	—	8,100	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:24 pm EST	GENOMIC HEALTH INCGHDX	Kim McEachronChief People Officer	9,530	—	—	9,530	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:25 pm EST	GENOMIC HEALTH INCGHDX	G Bradley ColeCFO	27,740	—	—	27,740	—
Jan 30, 2019 AForm 4 →	Jan 31, 8:25 pm EST	Eloxx Pharmaceuticals, Inc.ELOX	Gregory C. WilliamsCHIEF OPERATING OFFICER	130,000	—	—	30,000	—
Jan 29, 2019 AForm 4 →	Jan 31, 8:36 pm EST	AIMCO PROPERTIES L.P.no symbol	Lynn StanfieldExecutive Vice President	2,595	—	—	2,595	—
Jan 29, 2019 MForm 4 →	Jan 31, 8:47 pm EST	Blue Apron Holdings, Inc.APRN	Jared CluffChief Marketing Officer	400,000	—	—	200,000	—
Jan 30, 2019 MForm 4 →	Jan 31, 8:55 pm EST	LANDEC CORP \CA\LNDC	Nelson ObusDirector	2,915	—	—	2,915	—
Jan 30, 2019 MForm 4 →	Jan 31, 8:56 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	5,000	—	—	465,581	—
Jan 30, 2019 MForm 4 →	Jan 31, 8:58 pm EST	LANDEC CORP \CA\LNDC	Andrew Kenneth William PowellDirector	2,915	—	—	2,915	—
Jan 29, 2019 MForm 4 →	Jan 31, 8:59 pm EST	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	85,663	—
Jan 31, 2019 MForm 4 →	Feb 1, 8:54 am EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	7,054	—	—	14,110	—
Feb 1, 2019 ADMForm 4 →	Feb 1, 9:18 am EST	VECTREN CORPVVC	Carl L ChapmanChairman, President & CEO	488,917	—	—	0	—
Feb 1, 2019 DMForm 4 →	Feb 1, 9:19 am EST	VECTREN CORPVVC	Jean L WojtowiczDirector	18,642	—	—	0	—
Feb 1, 2019 DMForm 4 →	Feb 1, 9:19 am EST	VECTREN CORPVVC	Derrick BurksDirector	1,708	—	—	0	—
Feb 1, 2019 DMForm 4 →	Feb 1, 9:20 am EST	VECTREN CORPVVC	Robert G JonesDirector	12,912	—	—	0	—
Feb 1, 2019 DMForm 4 →	Feb 1, 9:20 am EST	VECTREN CORPVVC	Patrick K MullenDirector	7,723	—	—	0	—
Feb 1, 2019 MForm 4 →	Feb 1, 9:21 am EST	VECTREN CORPVVC	John D EngelbrechtDirector	126	—	—	0	—
Feb 1, 2019 MForm 4 →	Feb 1, 9:21 am EST	VECTREN CORPVVC	Anton H GeorgeDirector	126	—	—	0	—
Feb 1, 2019 MForm 4 →	Feb 1, 9:22 am EST	VECTREN CORPVVC	Teresa J. TannerDirector	126	—	—	0	—
Feb 1, 2019 DMForm 4 →	Feb 1, 9:22 am EST	VECTREN CORPVVC	Michael L SmithDirector	17,048	—	—	0	—
Feb 1, 2019 DMForm 4 →	Feb 1, 9:23 am EST	VECTREN CORPVVC	R Daniel SadlierDirector	47,931	—	—	0	—
Feb 1, 2019 MForm 4 →	Feb 1, 9:23 am EST	VECTREN CORPVVC	James H Degraffenreidt Jr.Director	126	—	—	0	—
Feb 1, 2019 ADMForm 4 →	Feb 1, 9:23 am EST	VECTREN CORPVVC	Eric J SchachEVP & COO	163,393	—	—	0	—
Feb 1, 2019 ADMForm 4 →	Feb 1, 9:23 am EST	VECTREN CORPVVC	M Susan HardwickEVP & Chief Financial Officer	112,303	—	—	0	—
Feb 1, 2019 ADMForm 4 →	Feb 1, 9:24 am EST	VECTREN CORPVVC	Ronald E ChristianEVP, Chief Legal Officer	142,920	—	—	0	—
Jan 30, 2019 AForm 4 →	Feb 1, 10:01 am EST	AMERICAN SOFTWARE INCAMSWA	Dennis HogueDirector	3,000	—	—	3,000	—
Jan 30, 2019 AForm 4 →	Feb 1, 10:02 am EST	AMERICAN SOFTWARE INCAMSWA	Matthew G McKennaDirector	3,000	—	—	3,000	—
Jan 30, 2019 AForm 4 →	Feb 1, 10:03 am EST	AMERICAN SOFTWARE INCAMSWA	James B Miller Jr.Director	3,000	—	—	3,000	—
Jan 30, 2019 AForm 4 →	Feb 1, 10:03 am EST	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	—	—	3,000	—
Jan 30, 2019 MForm 4 →	Feb 1, 10:13 am EST	3M COMMM	Inge G ThulinExec Chairman, Director	11,793	—	—	38,373	—
Jan 30, 2019 MForm 4 →	Feb 1, 11:21 am EST	1 800 FLOWERS COM INCFLWS	Christopher G McCannCEO and President, Director, 10% Owner	25,000	—	—	580,000	—
Jan 31, 2019 MForm 4 →	Feb 1, 11:23 am EST	3M COMMM	Inge G ThulinExec Chairman, Director	13,290	—	—	25,083	—
Jan 30, 2019 JForm 4 →	Feb 1, 11:57 am EST	PIERIS PHARMACEUTICALS, INC.PIRS	BVF PARTNERS L P/IL +610% Owner	5,000	—	—	284	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:05 pm EST	UNIVEST FINANCIAL CorpUVSP	William S AicheleDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:08 pm EST	UNIVEST FINANCIAL CorpUVSP	Charles H ZimmermanDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:13 pm EST	UNIVEST FINANCIAL CorpUVSP	Robert C WonderlingDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:19 pm EST	UNIVEST FINANCIAL CorpUVSP	Michael L. TurnerDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:24 pm EST	UNIVEST FINANCIAL CorpUVSP	Thomas M PetroDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:28 pm EST	UNIVEST FINANCIAL CorpUVSP	Roger H BallouDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:30 pm EST	UNIVEST FINANCIAL CorpUVSP	Natalye PaquinDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:32 pm EST	UNIVEST FINANCIAL CorpUVSP	Todd S BenningDirector	1,384	—	—	1,384	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:35 pm EST	UNIVEST FINANCIAL CorpUVSP	Glenn E MoyerDirector	1,384	—	—	1,384	—
Jan 31, 2019 MForm 4 →	Feb 1, 12:40 pm EST	PROCTER & GAMBLE CoPG	Gary A CoombePresident-Global Grooming	9,079	—	—	0	—
Jan 31, 2019 AForm 4 →	Feb 1, 12:41 pm EST	UNIVEST FINANCIAL CorpUVSP	K Leon MoyerDirector	1,384	—	—	1,384	—
Feb 1, 2019 MForm 4 →	Feb 1, 12:41 pm EST	PROCTER & GAMBLE CoPG	Ioannis SkoufalosGlobal Product Supply Officer	29,621	—	—	0	—
Nov 15, 2018 AMForm 4 →	Feb 1, 2019, 1:03 pm EST	PROCTER & GAMBLE CoPG	Jeffrey K SchomburgerGlobal Sales Officer, CBD	41,198	—	—	0	—	late
Jan 18, 2019 MForm 4 →	Feb 1, 1:46 pm EST	CTI INDUSTRIES CORPCTIB	Jeffrey S HylandPresident, Director	5,000	—	—	340,000	—	late
Feb 1, 2019 MForm 4 →	Feb 1, 2:12 pm EST	Canterbury Park Holding CorpCPHC	Curtis A SampsonDirector, 10% Owner	3,000	—	—	6,000	—
Jan 28, 2019 JForm 4 →	Feb 1, 2:18 pm EST	OPPENHEIMER HOLDINGS INCOPY	Jeffrey J AlfanoCFO	7,200	—	—	39,881	—	late
Jan 28, 2019 JForm 4 →	Feb 1, 2:28 pm EST	OPPENHEIMER HOLDINGS INCOPY	Dennis P McNAMARASecretary	6,200	—	—	28,881	—	late
Jan 28, 2019 JForm 4 →	Feb 1, 2:57 pm EST	OPPENHEIMER HOLDINGS INCOPY	Robert S LowenthalDirector	23,268	—	—	63,392	—	late
Jan 30, 2019 XForm 4 →	Feb 1, 3:06 pm EST	CENTRAL FEDERAL CORPCFBK	Robert H MilbourneDirector	727	—	—	0	—
Jan 30, 2019 XForm 4 →	Feb 1, 3:08 pm EST	CENTRAL FEDERAL CORPCFBK	Robert E HoewelerDirector	363	—	—	0	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:15 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Darren P. FieldEVP Intermodal	885	—	—	1,328	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:15 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Shelley SimpsonEVP, Pres ICS, CMO	5,699	—	—	8,548	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:15 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Nicholas HobbsEVP, President DCS	5,699	—	—	8,548	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:15 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	John N RobertsPresident and CEO	15,917	—	—	23,876	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:15 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Bradley W. HicksEVP Dedicated	885	—	—	1,328	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:16 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Terrence D MatthewsEVP, Pres Intermodal	5,699	—	—	8,548	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:16 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Alfred C HarperEVP Ops, COO	5,616	—	—	6,514	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:16 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	David G MeeEVP and CFO	5,699	—	—	8,548	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:17 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Stuart Lockard ScottEVP/CIO	4,457	—	—	6,685	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:17 pm EST	HUNT J B TRANSPORT SERVICES INCJBHT	Eric McGeeEVP Highway Services	885	—	—	1,328	—
Jan 8, 2019 AForm 4 →	Feb 1, 3:21 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Mark Jon NelsonVP Corp, Sales	387,919	—	—	221,745	—	late
Jan 30, 2019 AForm 4 →	Feb 1, 3:25 pm EST	DropCar, Inc.DCAR	David NewmanSee Remarks, Director, 10% Owner	297,215	—	—	297,215	—	amended
Jan 30, 2019 AForm 4 →	Feb 1, 3:25 pm EST	DropCar, Inc.DCAR	Michael Spencer RichardsonChief Executive Officer, Director, 10% Owner	297,215	—	—	297,215	—	amended
Jan 31, 2019 AForm 4 →	Feb 1, 3:25 pm EST	BJ's Wholesale Club Holdings, Inc.BJ	Christopher H PetersonDirector	2,755	—	—	2,755	—
Jan 31, 2019 MForm 4 →	Feb 1, 3:45 pm EST	TERADYNE, INCTER	Charles Jeffrey GrayVP,General Counsel & Secretary	9,572	—	—	3,302	—
Jan 31, 2019 JForm 4 →	Feb 1, 3:47 pm EST	OPPENHEIMER HOLDINGS INCOPY	Albert G LowenthalCEO, Director, 10% Owner	75,472	—	—	198,001	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.