SEC Form 4 · accession 0001127602-19-003273
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Exec Chairman · Director
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | S | 1,706 | $200.00 | D | 230,458 | D | |
| Common StockF1 | Jan 30, 2019 | M | 11,793 | $78.72 | A | 242,251 | D | |
| Common StockF1 | Jan 30, 2019 | S | 7,433 | $200.00 | D | 234,818 | D | |
| Common StockF1 | Jan 30, 2019 | S | 3,419 | $200.01 | D | 231,399 | D | |
| Common StockF1 | Jan 30, 2019 | S | 636 | $200.02 | D | 230,763 | D | |
| Common StockF1 | Jan 30, 2019 | S | 305 | $200.0484 | D | 230,458 | D | |
| Common Stock | holding | — | — | — | 1,618 | I | By 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $78.72 | Jan 30, 2019 | M | 11,793 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 11,793 | 38,373 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.