SEC Form 4 · accession 0001127602-19-003287
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Exec Chairman · Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 1, 2019 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | M | 13,290 | $78.72 | A | 243,748 | D | |
| Common StockF1 | Jan 31, 2019 | S | 500 | $200.01 | D | 243,248 | D | |
| Common StockF1 | Jan 31, 2019 | S | 6,090 | $200.02 | D | 237,158 | D | |
| Common StockF1 | Jan 31, 2019 | S | 4,700 | $200.03 | D | 232,458 | D | |
| Common StockF1 | Jan 31, 2019 | S | 1,288 | $200.0344 | D | 231,170 | D | |
| Common StockF1 | Jan 31, 2019 | S | 712 | $200.05 | D | 230,458 | D | |
| Common Stock | holding | — | — | — | 1,618 | I | By 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $78.72 | Jan 31, 2019 | M | 13,290 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 13,290 | 25,083 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.