SEC Form 4 · accession 0001209191-19-006295
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Neill
Officer — Chief Technology Officer
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 29, 2019 | A | 3,286 | $0.00 | A | 10,617 | D | |
| Common Stock | holding | — | — | — | 469 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $58.25 | Jan 29, 2019 | A | 1,738 | A | — | Dec 4, 2023 | Common Stock | 1,738 | 5,989 | D |
| Option (right to buy)F5 | $74.57 | Jan 29, 2019 | A | 2,237 | A | — | Dec 3, 2024 | Common Stock | 2,237 | 4,630 | D |
Explanation of responses
- F1Represents Performance-based restricted stock units that vested on January 29, 2019, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2Includes 372 shares acquired pursuant to the Issuer's employee stock purchase plan.
- F3Included in this amount are 9,531 shares of Issuer common stock issuable in settlement of an equal number of deferred shares credited to the reporting person's NQDC Plan account, and 714 shares held directly by the reporting person.
- F4Performance-based stock option granted December 4, 2013 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F5Performance-based stock option granted December 3, 2014 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.