SEC Form 4 · accession 0001562180-19-000613
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Hill
Officer — Chairman, President & CEO · Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2019 | M | 9,285 | $47.47 | A | 68,088 | D | |
| Common Stock | Jan 29, 2019 | F | 5,823 | $102.65 | D | 62,265 | D | |
| Common Stock (401k) | holding | — | — | — | 20,955 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $47.47 | Jan 29, 2019 | M | 9,285 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 9,285 | 0 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.