SEC Form 4 · accession 0001437749-19-001608

Franklin Financial Network Inc. · FSB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David H. Kemp

Director

Period of report

Jan 29, 2019

Accepted (ET)

Jan 31, 2019 · 4:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001407067

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
common stock	Jan 29, 2019	M	3,875	$11.75	A	163,580	D
common stock	Jan 29, 2019	M	450	$10.00	A	164,030	D
common stock	Jan 29, 2019	M	900	$10.50	A	164,930	D
common stock	Jan 29, 2019	M	2,175	$12.00	A	167,105	D
common stock	Jan 29, 2019	M	2,475	$13.00	A	169,580	D
common stock	Jan 29, 2019	M	2,640	$13.50	A	172,220	D
common stock	Jan 29, 2019	M	5,400	$20.69	A	177,620	D
common stock	Jan 29, 2019	M	1,200	$22.94	A	178,820	D
common stock	Jan 29, 2019	M	1,200	$22.35	A	180,020	D
common stock	holding	—	—		—	140,756	I	By Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock option (right to buy)^F1	$11.75	Jan 29, 2019	M	3,875	D	—	Jun 15, 2019	common stock	3,875	0	D
Stock option (right to buy)^F2	$10.00	Jan 29, 2019	M	450	D	—	Jul 22, 2020	common stock	450	0	D
Stock option (right to buy)^F3	$10.50	Jan 29, 2019	M	900	D	—	Jun 2, 2021	common stock	900	0	D
Stock option (right to buy)^F4	$12.00	Jan 29, 2019	M	2,175	D	—	Jun 1, 2022	common stock	2,175	0	D
Stock option (right to buy)^F5	$13.00	Jan 29, 2019	M	2,475	D	—	May 31, 2023	common stock	2,475	0	D
Stock option (right to buy)^F6	$13.50	Jan 29, 2019	M	2,640	D	—	Jun 1, 2024	common stock	2,640	660	D
Stock option (right to buy)^F7	$20.69	Jan 29, 2019	M	5,400	D	—	Apr 30, 2025	common stock	5,400	3,600	D
Stock option (right to buy)^F8	$22.94	Jan 29, 2019	M	1,200	D	—	Jul 1, 2025	common stock	1,200	800	D
Stock option (right to buy)^F9	$22.35	Jan 29, 2019	M	1,200	D	—	Oct 1, 2025	common stock	1,200	800	D

Explanation of responses

F1The option became exercisable as to 775 shares on June 15, 2010; 775 shares on June 15, 2011; 775 shares on June 15, 2012; 775 shares on June 15, 2013; and 775 shares on June 15, 2014.
F2The option became exercisable as to 90 shares on July 22, 2011; 90 shares on July 22, 2012; 90 shares on July 22, 2013; 90 shares on July 22, 2014; and 90 shares on July 22, 2015.
F3The option became exercisable as to 180 shares on June 2, 2012; 180 shares on June 2, 2013; 180 shares on June 2, 2014; 180 shares on June 2, 2015; and 180 shares on June 2, 2016.
F4The option became exercisable as to 435 shares on June 1, 2013; 435 shares on June 1, 2014; 435 shares on June 1, 2015, 435 shares on June 1, 2016; and 435 shares on June 1, 2017.
F5The option became exercisable as to 495 shares on May 31, 2014; 495 shares on May 31, 2015; 495 shares on May 31, 2016; 495 shares on May 31, 2017; and 495 shares on May 31, 2018.
F6The option became exercisable as to 660 shares on June 1, 2015; 660 shares on June 1, 2016; 660 shares on June 1, 2017; 660 shares on June 1, 2018; and becomes exercisable as to 660 shares on June 1, 2019.
F7The option became exercisable as to 1800 shares on April 30, 2016; 1800 shares on April 30, 2017; 1800 shares on April 30, 2018; and becomes exercisable as to 1800 shares on April 30, 2019; and 1800 shares on April 30, 2020.
F8The option became exercisable as to 400 shares on July 1, 2016; 400 shares on July 1, 2017; 400 shares on July 1, 2018; and becomes exercisable as to 400 shares on July 1, 2019; and 400 shares on July 1, 2020.
F9The option became exercisable as to 400 shares on October 1, 2016; 400 shares on October 1, 2017; 400 shares on October 1, 2018; and becomes exercisable as to 400 shares on October 1, 2019; and 400 shares on October 1, 2020.