SEC Form 4 · accession 0000717538-19-000059
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Clarke
Director
Period of report
Nov 30, 2018
Accepted (ET)
Jan 31, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | G | 190 | $0.00 | D | 13,000 | I | Wife's Trust |
| Common Stock | Dec 21, 2018 | G | 1,000 | $0.00 | D | 12,000 | I | Wife's Trust |
| Common StockF1 | holding | — | — | — | 1,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $31.71 | Jan 30, 2019 | A | 1,000 | A | — | Jan 30, 2029 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The information provided reflects 14 shares acquired under the Company's DRIP since November 29, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The options vests in four equal installments beginning January 30, 2020