SEC Form 4 · accession 0001294671-19-000007
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clark H Khayat
Officer — Chief Strategy Officer
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 29, 2019 | M | 7,094 | — | A | 62,636 | D | |
| Common Shares | Jan 29, 2019 | F | 2,444 | $16.74 | D | 60,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jan 29, 2019 | M | 7,094 | D | — | — | Common Shares | 7,094 | 21,281 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2These restricted stock units vest in four equal annual installments, beginning on January 29, 2019.
- F3Includes approximately 315 dividend-equivalent restricted stock units accrued in December 2018.