SEC Form 4 · accession 0001209191-19-006357

RBB Bancorp · RBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Jan 29, 2019

Accepted (ET)

Feb 1, 2019 · 2:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001499422

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, No Par Value	Jan 29, 2019	M	10,763	$9.2915	A	67,445	D
Stock Options	Jan 29, 2019	M	10,763	$9.2915	D	51,776	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F1	$9.2915	Jan 29, 2019	M	10,763	D	—	May 18, 2021	Common Stock	10,763	0	D
Option (right to buy)^F2	$11.1498	holding	—	—	—	—	May 16, 2022	Common Stock	10,763	10,763	D
Option (right to buy)^F3	$11.1498	holding	—	—	—	—	May 15, 2023	Common Stock	10,763	10,763	D
Option (right to buy)^F4	$13.2098	holding	—	—	—	—	May 21, 2024	Common Stock	10,250	10,250	D
Option (right to buy)^F5	$17.08	holding	—	—	—	—	May 20, 2025	Common Stock	10,000	10,000	D
Option (right to buy)^F6	$18.25	holding	—	—	—	—	May 17, 2026	Common Stock	10,000	10,000	D

F1These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
F2These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F3These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F4These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F5These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F6These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.