SEC Form 4 · accession 0001513965-19-000010
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B. Dial
Officer — Sr. VP, General Counsel
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests)F1 | Jan 29, 2019 | M | 7,000 | $0.00 | A | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF2,F3,F4 | — | Jan 29, 2019 | M | 7,000 | D | — | — | Common Units (limited partner interests) | 7,000 | 21,000 | D |
| Phantom unitsF2,F5,F4 | — | holding | — | — | — | — | — | Common Units (limited partner interests) | 10,000 | 10,000 | D |
Explanation of responses
- F1The phantom units were settled upon vesting in common units (on a one for one basis).
- F2The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the issuer.
- F3Twenty-five percent (25%) of the units will vest on each of the first four anniversaries of the January 29, 2018 grant date.
- F4The phantom units do not expire.
- F5Fifty percent (50%) of the phantom units vest on each of the first two anniversaries of the April 2, 2018 grant date.