SEC Form 4 · accession 0001127602-19-003188

CORNING INC /NY · GLW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jan 30, 2019

Accepted (ET)

Jan 31, 2019 · 4:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000024741

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 30, 2019	M	12,008	$20.82	A	47,961	D
Common Stock	Jan 30, 2019	M	11,956	$20.91	A	59,917	D
Common Stock	Jan 30, 2019	M	11,737	$21.30	A	71,654	D
Common Stock^F1	Jan 30, 2019	S	35,701	$33.7071	D	35,953	D
Common Stock^F2	holding	—	—		—	500	I	Held by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Options (Right to Buy)	$20.82	Jan 30, 2019	M	12,008	D	Mar 31, 2017	Mar 29, 2024	Common Stock	12,008	D
Stock Options (Right to Buy)	$20.91	Jan 30, 2019	M	11,956	D	Apr 30, 2017	Apr 29, 2024	Common Stock	11,956	D
Stock Options (Right to Buy)	$21.30	Jan 30, 2019	M	11,737	D	May 30, 2017	May 29, 2024	Common Stock	11,737	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.77, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
F2The reporting person disclaims beneficial ownership of all securities held by spouse.