SEC Form 4 · accession 0001209191-19-006284
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Clarke
Officer — Chief Financial Officer
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 29, 2019 | A | 12,212 | $0.00 | A | 18,312 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $62.11 | Jan 29, 2019 | A | 13,235 | A | — | Jun 2, 2025 | Common Stock | 13,235 | 27,393 | D |
Explanation of responses
- F1Represents Performance-based restricted stock units that vested on January 29, 2019, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2Includes 459 shares acquired pursuant to the Issuer's employee stock purchase plan.
- F3Included in this amount are 17,853 shares of Issuer common stock issuable in settlement of an equal number of vested deferred shares credited to the reporting person's NQDC Plan account.
- F4Performance-based stock option granted June, 2, 2015 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.