SEC Form 4 · accession 0000855658-19-000010
LATTICE SEMICONDUCTOR CORP · LSCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Jon Nelson
Officer — VP Corp, Sales
Period of report
Jan 8, 2019
Accepted (ET)
Feb 1, 2019 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855658
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock Unit (PRSU)F1,F2,F3 | $0.00 | Jan 8, 2019 | A | 166,174 | A | Jan 8, 2020 | — | Common Stock | 166,174 | 166,174 | D |
| Restricted Stock Unit (RSU)F1,F4,F3 | $0.00 | Jan 8, 2019 | A | 221,745 | A | Jan 8, 2020 | — | Common Stock | 221,745 | 221,745 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- F2Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.
- F3Not applicable.
- F4Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.