SEC Form 4 · accession 0001229384-19-000030

APARTMENT INVESTMENT & MANAGEMENT CO · AIV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jan 29, 2019

Accepted (ET)

Jan 31, 2019 · 8:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000922864

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jan 29, 2019	A	21,848	—	A	48,737	D
Class A Common Stock^F2,F3	Jan 29, 2019	A	5,016	—	A	53,753	D
Class A Common Stock	holding	—	—		—	648	I	Held through 401(k) plan, which information is based on a plan statement dated 12-31-2018

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4,F5	$38.73	Jan 29, 2019	A	14,588	A	—	Jan 26, 2026	Class A Common Stock	14,588	14,588	D

F1Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.
F2The shares vest 25% on each anniversary of the grant date of January 29, 2019, beginning with the first anniversary.
F3Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable.
F4Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.
F5The option vests 50% on January 29, 2019, and 50% on January 26, 2020.