Insider · CIK 0001158369

Roger H Ballou

Files at: UVSP, RCMT, BFH, FXCB. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $88k · 8sales $798k · 3net −$710k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 14, 2018 AForm 4 →	Dec 17, 4:14 pm EST	RCM TECHNOLOGIES INC12/14/18	11,968	—	—	73,062	—	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 4:05 pm EST	RCM TECHNOLOGIES INCRCMT	595	$4.02	$2,392	61,094	+0.98%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 4:11 pm EST	RCM TECHNOLOGIES INCRCMT	2,451	$4.01	$9,834	60,499	+4.22%	plan?
Dec 4, 2018 PForm 4 →	Dec 6, 4:05 pm EST	RCM TECHNOLOGIES INCRCMT	1,770	$4.10	$7,265	58,048	+3.15%	plan?
Nov 29, 2018 PForm 4 →	Dec 3, 4:07 pm EST	RCM TECHNOLOGIES INCRCMT	1,700	$4.07	$6,921	56,278	+3.11%	plan?
Nov 26, 2018 PForm 4 →	Nov 28, 4:13 pm EST	RCM TECHNOLOGIES INCRCMT	700	$4.00	$2,798	54,578	+1.30%	plan?
Nov 20, 2018 PForm 4 →	Nov 23, 1:26 pm EST	RCM TECHNOLOGIES INCRCMT	500	$3.99	$1,994	53,878	+0.94%	plan?
Jun 25, 2018 AForm 4 →	Jun 27, 4:01 pm EDT	ALLIANCE DATA SYSTEMS CORPADS	655	—	—	12,084	—	plan?
Jan 31, 2018 AForm 4 →	Feb 1, 7:44 am EST	UNIVEST CORP OF PENNSYLVANIAUVSP	1,000	—	—	21,939	—	plan?
Dec 8, 2017 AForm 4 →	Dec 11, 1:09 pm EST	RCM TECHNOLOGIES INCRCMT	5,839	—	—	53,378	—	plan?
Jun 26, 2017 AForm 4 →	Jun 28, 4:03 pm EDT	ALLIANCE DATA SYSTEMS CORPADS	564	—	—	11,429	—	plan?
Feb 7, 2017 SForm 4 →	Feb 9, 4:06 pm EST	ALLIANCE DATA SYSTEMS CORPADS	648	$225.71	$146,261	10,865	−5.63%	plan?
Jan 31, 2017 AForm 4 →	Feb 6, 1:55 pm EST	UNIVEST CORP OF PENNSYLVANIAUVSP	1,000	—	—	20,913	—	plan? late
Jan 30, 2017 SForm 4 →	Jan 31, 11:52 am EST	UNIVEST CORP OF PENNSYLVANIAUVSP	11,000	$28.42	$312,580	11,483	−48.9%	plan?
Dec 1, 2016 AForm 4 →	Dec 2, 2:11 pm EST	RCM TECHNOLOGIES INCRCMT	6,289	—	—	47,539	—	plan?
Jun 27, 2016 AForm 4 →	Jun 29, 4:45 pm EDT	ALLIANCE DATA SYSTEMS CORPADS	602	—	—	11,513	—	plan?
Dec 3, 2015 AForm 4 →	Dec 8, 11:36 am EST	RCM TECHNOLOGIES INCRCMT	8,000	—	—	41,250	—	plan? late
Aug 18, 2015 SForm 4 →	Aug 19, 4:03 pm EDT	ALLIANCE DATA SYSTEMS CORPADS	1,250	$271.57	$339,456	10,911	−10.3%	plan?
Aug 18, 2015 PForm 4 →	Aug 19, 1:17 pm EDT	RCM TECHNOLOGIES INCRCMT	11,500	$4.74	$54,520	33,250	+52.9%	plan?
Aug 17, 2015 PForm 4 →	Aug 18, 2:43 pm EDT	RCM TECHNOLOGIES INCRCMT	500	$4.63	$2,314	21,750	+2.35%	plan?
Jun 29, 2015 AForm 4 →	Jul 1, 4:02 pm EDT	ALLIANCE DATA SYSTEMS CORPADS	418	—	—	12,161	—	plan?
Mar 13, 2015 AForm 4 →	Mar 17, 10:58 am EDT	Fox Chase Bancorp IncFXCB	2,000	—	—	2,000	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 31, 2019 AForm 4 →	Feb 1, 12:28 pm EST	UNIVEST FINANCIAL CorpUVSP	1,384	—	—	1,384	—
Mar 13, 2015 AForm 4 →	Mar 17, 10:58 am EDT	Fox Chase Bancorp IncFXCB	5,000	—	—	5,000	—