SEC Form 4 · accession 0001140361-15-032791
RCM TECHNOLOGIES, INC. · RCMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Ballou
Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 19, 2015 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2015 | P | 9,900 | $4.72 | A | 31,650 | D | |
| Common StockF2 | Aug 19, 2015 | P | 1,600 | $4.87 | A | 33,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of a range of purchase prices per share from $4.50 to $4.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
- F2Represents the weighted average of a range of purchase prices per share from $4.84 to $4.88. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares purchased at each separate price.