SEC Form 4 · accession 0001567619-18-007231
RCM TECHNOLOGIES, INC. · RCMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Ballou
Director
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | P | 200 | $4.005 | A | 54,778 | D | |
| Common StockF2 | Nov 30, 2018 | P | 700 | $4.1057 | A | 55,478 | D | |
| Common StockF3 | Dec 3, 2018 | P | 800 | $4.0575 | A | 56,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of a range of purchase prices from $4.00 to $4.01. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average of a range of purchase prices from $4.09 to $4.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average of a range of purchase prices from $4.00 to $4.09. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.