SEC Form 4 · accession 0001567619-18-007693
RCM TECHNOLOGIES, INC. · RCMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Ballou
Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000700841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2018 | P | 600 | $3.9067 | A | 58,648 | D | |
| Common StockF2 | Dec 10, 2018 | P | 1,051 | $3.9699 | A | 59,699 | D | |
| Common StockF3 | Dec 11, 2018 | P | 800 | $4.1475 | A | 60,499 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of a range of purchase prices from $3.87 to $3.96. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average of a range of purchase prices from $3.90 to $4.04. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average of a range of purchase prices from $4.10 to $4.19. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.