SEC Form 4 · accession 0001209191-19-006303
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael John Short
Officer — President, Global Forwarding
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 29, 2019 | A | 9,922 | $0.00 | A | 24,174 | D | |
| Common Stock | holding | — | — | — | 144 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $58.25 | Jan 29, 2019 | A | 2,412 | A | — | Dec 4, 2023 | Common Stock | 2,412 | 8,317 | D |
| Option (right to buy)F5 | $74.57 | Jan 29, 2019 | A | 3,532 | A | — | Dec 3, 2024 | Common Stock | 3,532 | 7,310 | D |
Explanation of responses
- F1Represents Performance-based restricted stock units that vested on January 29, 2019, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2Includes 285 shares acquired pursuant to the Issuer's employee stock purchase plan.
- F3Included in this amount are 23,890 shares of Issuer common stock issuable in settlement of an equal number of deferred shares credited to the reporting person's NQDC Plan account.
- F4Performance-based stock option granted December 4, 2013 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
- F5Performance-based stock option granted December 3, 2014 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.