SEC Form 4 · accession 0000717538-19-000044
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Jan 30, 2019
Accepted (ET)
Jan 31, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 181,722 | D | ||
| Common Stock | holding | — | — | — | 2,851 | I | Wife's IRA | |
| Common Stock | holding | — | — | — | 5,676 | I | By Wife w/Broker |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $31.71 | Jan 30, 2019 | A | 1,000 | A | — | Jan 30, 2029 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The options vests in four equal installments beginning January 30, 2020