SEC Form 4 · accession 0001138639-19-000009
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Dougherty
Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 29, 2019 | A | 37,844 | A | — | — | Common Stock | 37,844 | 37,844 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").
- F2The RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company.