SEC Form 4 · accession 0000899243-19-002279
Cushman & Wakefield Ltd. · CWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Brett White
Officer — Executive Chairman and CEO · Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628369
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 29, 2019 | M | 74,850 | $10.00 | A | 883,752 | D | |
| Ordinary Shares | Jan 29, 2019 | F | 57,921 | $15.67 | D | 825,831 | D | |
| Ordinary SharesF1 | Jan 29, 2019 | S | 40,445 | $15.55 | D | 785,386 | D | |
| Ordinary SharesF2 | Jan 30, 2019 | S | 16,929 | $15.83 | D | 768,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $10.00 | Jan 29, 2019 | M | 74,850 | D | — | May 8, 2025 | Ordinary Shares | 74,850 | 0 | D |
Explanation of responses
- F1Price reflects the weighted average price of all open market sales on such date. These shares were sold in multiple transactions at prices ranging from $15.49 to $15.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F2Price reflects the weighted average price of all open market sales on such date. These shares were sold in multiple transactions at prices ranging from $15.57 to $16.24, inclusive.
- F3Option to purchase ordinary shares was granted May 8, 2015 and becomes exercisable in five substantially equal installments beginning in November 2015.
Remarks
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.