Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 16, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

143 filings · trading day Jan 16, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 11, 2019 PForm 4 →	Jan 15, 4:30 pm EST	Colfax CORPCFX	Mitchell P RalesDirector, 10% Owner	400,000	$100.00	$40,000,000	400,000	—
Jan 13, 2019 MForm 4 →	Jan 15, 6:52 pm EST	HONEYWELL INTERNATIONAL INCHON	Que DallaraPres/CEO-Connected Enterprise	3,749	$137.05	$513,800	1,803	—
Aug 13, 2018 AFMForm 5 →	Jan 15, 2019, 6:30 pm EST	PARALLAX HEALTH SCIENCES, INC.PRLX	Calli BucciCFO, Director	2,545,000	$0.1881	$478,750	1,045,000	—
Jan 15, 2019 AForm 4 →	Jan 16, 12:20 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	R Arthur Seaver Jr.Chief Executive Officer, Director	8,000	$32.32	$258,560	169,042	—
Jan 15, 2019 AForm 4 →	Jan 16, 12:38 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	F Justin StricklandPresident	8,000	$32.32	$258,560	68,150	—
Jan 15, 2019 AForm 4 →	Jan 16, 12:52 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	Michael D DowlingChief Financial Officer	8,000	$32.32	$258,560	46,000	—
Sep 30, 2018 AForm 5 →	Jan 15, 2019, 6:56 pm EST	PARALLAX HEALTH SCIENCES, INC.PRLX	Paul R ArenaCEO, President, Director	45,000	$5.00	$150,000	5,045,000	—
Aug 1, 2018 AForm 5 →	Jan 15, 2019, 7:14 pm EST	PARALLAX HEALTH SCIENCES, INC.PRLX	Nathaniel T BradleyDirector	1,045,000	$5.00	$150,000	2,470,000	—
Jan 14, 2019 MForm 4 →	Jan 15, 5:30 pm EST	Riverview Financial CorpRIVE	Joseph D. KerwinDirector	5,000	$10.60	$53,000	6,083	—
Jan 14, 2019 MForm 4 →	Jan 15, 4:22 pm EST	Menlo Therapeutics Inc.MNLO	Scott M WhitcupDirector	25,000	$1.83	$45,858	77,043	—
Jan 11, 2019 MForm 4 →	Jan 15, 4:31 pm EST	National Vision Holdings, Inc.EYE	John VaughtSVP, Chief Information Officer	42,743	$7.25	$45,559	4,137	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:39 pm EST	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	186	$153.99	$18,102	102,753	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:51 pm EST	Zoetis Inc.ZTS	Juan Ramon AlaixChief Executive Officer, Director	593	$27.25	$16,154	71,154	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:35 pm EST	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	136	$153.99	$14,582	685	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:29 pm EST	OGE ENERGY CORP.OGE	David E RainboltDirector	315	$39.72	$12,500	315	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:30 pm EST	WILLIS TOWERS WATSON PLCWLTW	Michael J BurwellChief Financial Officer	116	$153.99	$11,314	1,281	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:30 pm EST	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Benefits Deliv & Admin	101	$153.99	$9,805	21,921	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:34 pm EST	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	101	$153.99	$9,805	18,688	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:33 pm EST	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	97	$153.99	$9,428	3,248	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:39 pm EST	Zoetis Inc.ZTS	Clinton A. Lewis Jr.Executive Vice President	333	$27.25	$9,087	21,466	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:59 pm EST	Zoetis Inc.ZTS	Kristin C PeckExecutive Vice President	333	$27.25	$9,087	28,091	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:46 pm EST	Zoetis Inc.ZTS	Catherine A. KnuppExecutive Vice President	309	$27.25	$8,430	3,888	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:04 pm EST	Zoetis Inc.ZTS	Glenn DavidChief Financial Officer	309	$27.25	$8,430	14,600	—
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 1:05 pm EST	OLD NATIONAL BANCORP /IN/ONB	Linda Elaine WhiteDirector	509	$16.15	$8,220	63,799	—	late
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 1:10 pm EST	OLD NATIONAL BANCORP /IN/ONB	Robert G JonesCHAIRMAN AND CEO, Director, 10% Owner	507	$16.15	$8,188	63,463	—	late
Jan 11, 2019 AForm 4 →	Jan 15, 4:28 pm EST	Zoetis Inc.ZTS	Andrew FentonExecutive Vice President	300	$27.25	$8,168	9,397	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:39 pm EST	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	77	$153.99	$7,482	2,474	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:32 pm EST	Zoetis Inc.ZTS	Heidi C. ChenExecutive Vice President	269	$27.25	$7,320	269	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:55 pm EST	Zoetis Inc.ZTS	Roxanne LaganoExecutive Vice President	245	$27.25	$6,663	17,574	—
Jan 15, 2019 AForm 4 →	Jan 15, 4:45 pm EST	CubeSmartCUBE	Timothy M MartinCFO	181	$29.42	$5,325	16,857	—
Jan 15, 2019 MForm 4 →	Jan 16, 2:11 pm EST	SIMULATIONS PLUS INCSLP	John Anthony DiBella IIDivision President	5,000	$1.00	$5,000	0	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:31 pm EST	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	45	$153.99	$4,422	439	—
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 10:54 am EST	OLD NATIONAL BANCORP /IN/ONB	Phelps L LambertDirector	211	$16.15	$3,408	26,458	—	late
Jan 11, 2019 AForm 4 →	Jan 15, 5:37 pm EST	WILLIS TOWERS WATSON PLCWLTW	Joseph GunnHead of North America	20	$153.99	$3,017	453	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:36 pm EST	WILLIS TOWERS WATSON PLCWLTW	Matthew FurmanGeneral Counsel	18	$153.99	$2,766	389	—
Jan 11, 2019 AForm 4 →	Jan 15, 5:36 pm EST	WILLIS TOWERS WATSON PLCWLTW	Anne PullumHead of Strategy and CAO	16	$153.99	$2,388	114	—
Jan 15, 2019 AForm 4 →	Jan 16, 1:43 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSr. VP and CFO	16	$121.73	$1,948	5,680	—
Jan 15, 2019 AForm 4 →	Jan 15, 4:45 pm EST	CubeSmartCUBE	Christopher P MarrCEO, Director	47	$29.42	$1,383	4,374	—
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 10:50 am EST	OLD NATIONAL BANCORP /IN/ONB	Katherine E WhiteDirector	59	$16.15	$953	7,426	—	late
Jan 11, 2019 AForm 4 →	Jan 15, 4:31 pm EST	DENTSPLY SIRONA Inc.XRAY	William E NewellChief Segment Officer	21	$40.20	$855	9,795	—
Jan 15, 2019 AForm 4 →	Jan 16, 1:42 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	7	$121.73	$852	8,900	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:28 pm EST	DENTSPLY SIRONA Inc.XRAY	Maureen J. MacInnisSr VP & Chief HR Officer	19	$40.20	$746	8,549	—
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 1:05 pm EST	OLD NATIONAL BANCORP /IN/ONB	Ryan C KitchellDirector	29	$16.15	$468	3,689	—	late
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 1:09 pm EST	OLD NATIONAL BANCORP /IN/ONB	Kendra L VanzoASSOC ENGAGEMENT & INTEGRATION	26	$16.15	$420	3,268	—	late
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 1:06 pm EST	OLD NATIONAL BANCORP /IN/ONB	Tom SalmonDirector	20	$16.15	$323	2,497	—	late
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 10:51 am EST	OLD NATIONAL BANCORP /IN/ONB	Derrick J StewartDirector	19	$16.15	$307	2,343	—	late
Jan 11, 2019 JForm 4 →	Jan 15, 5:09 pm EST	Fintech Acquisition Corp. IIIFTAC	Cohen Sponsor Interests III, LLC10% Owner	10,000	$0.0028	$28	3,560,498	—
Jan 11, 2019 JForm 4 →	Jan 15, 5:07 pm EST	Fintech Acquisition Corp. IIIFTAC	Daniel G CohenChief Executive Officer, 10% Owner	6,668	$0.0028	$19	1,419,402	—
Dec 17, 2018 JForm 4 →	Jan 16, 2019, 1:08 pm EST	OLD NATIONAL BANCORP /IN/ONB	Todd C ClarkEXEC VP - CIO	1	$16.15	$16	182	—	late
Jan 11, 2019 JForm 4 →	Jan 15, 5:06 pm EST	Fintech Acquisition Corp. IIIFTAC	Betsy Z CohenDirector	3,334	$0.0028	$9	1,419,402	—
Jan 14, 2019 MForm 4 →	Jan 15, 4:02 pm EST	CASI Pharmaceuticals, Inc.CASI	Cynthia W. HuCOO, Gen Counsel & Secretary	15,000	—	—	0	—
Jan 11, 2019 JForm 4 →	Jan 15, 4:02 pm EST	AVIS BUDGET GROUP, INC.CAR	SRS Investment Management, LLC10% Owner	1	—	—	1	—
Jan 15, 2019 MForm 4 →	Jan 15, 4:02 pm EST	Quanterix CorpQTRX	Joseph DriscollChief Financial Officer	15,000	—	—	199,385	—
Jan 14, 2019 MForm 4 →	Jan 15, 4:03 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	2,125	—	—	12,750	—
Jan 11, 2019 MForm 4 →	Jan 15, 4:05 pm EST	Bandwidth Inc.BAND	David A. MorkenChairman & CEO, Director, 10% Owner	31,853	—	—	50,206	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:05 pm EST	Coherus BioSciences, Inc.CHRS	Vincent R AnicettiChief Operating Officer	126,000	—	—	126,000	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:05 pm EST	Coherus BioSciences, Inc.CHRS	Vladimir VexlerChief Scientific Officer	126,000	—	—	126,000	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:06 pm EST	Coherus BioSciences, Inc.CHRS	Jean-Frederic ViretChief Financial Officer	126,000	—	—	126,000	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:07 pm EST	Coherus BioSciences, Inc.CHRS	Dennis M LanfearPresident and CEO, Director	450,000	—	—	450,000	—
Jan 13, 2019 ADForm 4 →	Jan 15, 4:10 pm EST	ATOSSA GENETICS INCATOS	Kyle GuseCFO, Gen Counsel and Secretary	1,500,000	—	—	800,000	—
Jan 13, 2019 ADForm 4 →	Jan 15, 4:10 pm EST	ATOSSA GENETICS INCATOS	Steven C QuayPresident & CEO, Director	4,600,000	—	—	2,300,000	—
Jan 14, 2019 AForm 4 →	Jan 15, 4:10 pm EST	Xenia Hotels & Resorts, Inc.XHR	Barry A N BloomSee Remarks	146,271	—	—	289,082	—
Jan 14, 2019 AForm 4 →	Jan 15, 4:11 pm EST	Xenia Hotels & Resorts, Inc.XHR	Marcel VerbaasSee Remarks, Director	365,510	—	—	684,464	—
Jan 14, 2019 AForm 4 →	Jan 15, 4:12 pm EST	Xenia Hotels & Resorts, Inc.XHR	Philip A. WadeSee Remarks	79,779	—	—	152,613	—
Jan 14, 2019 AForm 4 →	Jan 15, 4:12 pm EST	Xenia Hotels & Resorts, Inc.XHR	Joseph T JohnsonSee Remarks	49,833	—	—	93,760	—
Jan 14, 2019 AForm 4 →	Jan 15, 4:13 pm EST	Xenia Hotels & Resorts, Inc.XHR	Atish ShahSee remarks	105,878	—	—	143,895	—
Jan 11, 2019 MForm 4 →	Jan 15, 4:15 pm EST	MARVELL TECHNOLOGY GROUP LTDMRVL	Matthew J MurphyCEO and President, Director	32,625	—	—	65,250	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:17 pm EST	DENTSPLY SIRONA Inc.XRAY	Eric BrandtDirector	3	—	—	1,458	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:20 pm EST	DENTSPLY SIRONA Inc.XRAY	Michael J ColemanDirector	42	—	—	19,163	—
Jan 13, 2019 MForm 4 →	Jan 15, 4:21 pm EST	Nutanix, Inc.NTNX	Sunil PottiChief Product/Development Ofcr	43,750	—	—	66,072	—
Jan 11, 2019 MForm 4 →	Jan 15, 4:24 pm EST	TOMPKINS FINANCIAL CORPTMP	Susan A HenryDirector	925	—	—	4,627	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:27 pm EST	DENTSPLY SIRONA Inc.XRAY	Francis J LungerDirector	23	—	—	10,599	—
Jan 14, 2019 MForm 4 →	Jan 15, 4:29 pm EST	VistaGen Therapeutics, Inc.VTGN	Shawn SinghCHIEF EXECUTIVE OFFICER, Director	25,375	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 15, 4:34 pm EST	UNIFIRST CORPUNF	Cynthia CroattiExecutive VP and Treasurer, Director, 10% Owner	8,000	—	—	8,000	—
Jan 2, 2019 AForm 4 →	Jan 15, 4:41 pm EST	CHART INDUSTRIES INCGTLS	Michael SchmitCAO and Corporate Controller	1,080	—	—	1,080	—	late
Jan 15, 2019 MForm 4 →	Jan 15, 4:45 pm EST	TANDEM DIABETES CARE INCTNDM	Brian B HansenEVP & CHIEF COMMERCIAL OFFICER	25,000	—	—	50,000	—
Jan 14, 2019 MForm 4 →	Jan 15, 4:47 pm EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	14,108	—	—	91,704	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:50 pm EST	PeerStream, Inc.PEER	John SilbersteinDirector	6,000	—	—	6,000	—
Jan 14, 2019 CMForm 4 →	Jan 15, 4:51 pm EST	Alteryx, Inc.AYX	Kevin RubinChief Financial Officer	25,500	—	—	0	—
Jan 12, 2019 MForm 4 →	Jan 15, 4:51 pm EST	Keurig Dr Pepper Inc.KDP	Lambertus J.H. BechtDirector	4,122	—	—	0	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:52 pm EST	PeerStream, Inc.PEER	Michael LevitDirector	6,000	—	—	6,000	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:54 pm EST	PeerStream, Inc.PEER	Lance LaiferDirector	6,000	—	—	6,000	—
Jan 11, 2019 AForm 4 →	Jan 15, 4:56 pm EST	PeerStream, Inc.PEER	Yoram AbadaDirector	6,000	—	—	6,000	—
Sep 13, 2018 AForm 4 →	Jan 15, 2019, 4:57 pm EST	Principia Biopharma Inc.PRNB	GLAXOSMITHKLINE PLC10% Owner	20,475	—	—	20,475	—	late
Jan 11, 2019 AForm 4 →	Jan 15, 5:00 pm EST	Natera, Inc.NTRA	Steven Leonard ChapmanChief Executive Officer, Director	150,000	—	—	50,000	—	amended
Jan 11, 2019 AForm 4 →	Jan 15, 5:00 pm EST	Natera, Inc.NTRA	Robert Alan SchuerenChief Operating Officer	191,250	—	—	63,750	—
Jan 11, 2019 MForm 4 →	Jan 15, 5:00 pm EST	Deciphera Pharmaceuticals, Inc.DCPH	Daniel Lee FlynnChief Scientific Officer	300	—	—	625,307	—
Dec 31, 2016 AForm 4 →	Jan 15, 2019, 5:12 pm EST	ALICO INCALCO	Remy W TrafeletPresident & CEO, Director, 10% Owner	510,000	—	—	210,000	—	late
Jan 11, 2019 JForm 4 →	Jan 15, 5:25 pm EST	INTERSECTIONS INCINTX	WC SACD One, Inc. +310% Owner	—	—	—	0	—
Dec 31, 2016 AForm 4 →	Jan 15, 2019, 5:25 pm EST	ALICO INCALCO	George R BrokawExecutive Vice Chairman, Director	37,500	—	—	37,500	—	late
Jan 11, 2019 MForm 4 →	Jan 15, 5:29 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	1,828	—	—	6,222	—
Dec 31, 2016 AForm 4 →	Jan 15, 2019, 5:41 pm EST	ALICO INCALCO	Henry R SlackExecutive Chairman, Director	37,500	—	—	37,500	—	late
Jan 15, 2019 MForm 4 →	Jan 15, 5:51 pm EST	Dave & Buster's Entertainment, Inc.PLAY	Stephen M KingDirector	15,000	—	—	18,346	—	amended
Jan 11, 2019 AForm 4 →	Jan 15, 5:58 pm EST	MAXWELL TECHNOLOGIES INCMXWL	Emily LoughVP, General Counsel&Secretary	25,000	—	—	25,000	—
Jan 15, 2019 MForm 4 →	Jan 15, 5:59 pm EST	Dave & Buster's Entertainment, Inc.PLAY	Margo Lynn ManningChief Operating Officer	5,000	—	—	23,683	—
Jan 11, 2019 MForm 4 →	Jan 15, 6:01 pm EST	HOME BANCORP, INC.HBCP	Joseph B ZancoEVP & Chief Financial Officer	25,000	—	—	0	—
Jan 11, 2019 AForm 4 →	Jan 15, 6:11 pm EST	Apollo Medical Holdings, Inc.AMEH	Ernest A BatesDirector	7,500	—	—	7,500	—
Jan 11, 2019 AForm 4 →	Jan 15, 6:12 pm EST	Apollo Medical Holdings, Inc.AMEH	Michael F. EngDirector	7,500	—	—	7,500	—
Jan 11, 2019 AForm 4 →	Jan 15, 6:13 pm EST	Apollo Medical Holdings, Inc.AMEH	Mitchell W KitayamaDirector	7,500	—	—	7,500	—
Jan 11, 2019 AForm 4 →	Jan 15, 6:14 pm EST	Apollo Medical Holdings, Inc.AMEH	Li YuDirector	7,500	—	—	7,500	—
Jan 12, 2019 MForm 4 →	Jan 15, 6:16 pm EST	COTY INC.COTY	Lambertus J.H. BechtDirector	129,312	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 15, 6:20 pm EST	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	23,500	—
Jan 11, 2019 JForm 4 →	Jan 15, 6:20 pm EST	INTERSECTIONS INCINTX	General Catalyst Group IX, L.P. +810% Owner	30,055,000	—	—	0	—
Jan 13, 2019 MForm 4 →	Jan 15, 6:23 pm EST	VEEVA SYSTEMS INCVEEV	Alan MateoEVP Global Sales	1,750	—	—	8,750	—
Jan 11, 2019 MForm 4 →	Jan 15, 6:25 pm EST	Axalta Coating Systems Ltd.AXTA	Charles W ShaverDirector	167,920	—	—	279,149	—
Jan 14, 2019 MForm 4 →	Jan 15, 6:43 pm EST	ACCESS NATIONAL CORPANCX	J Randolph BabbittDirector	1,250	—	—	0	—
Oct 10, 2018 AForm 5 →	Jan 15, 2019, 6:48 pm EST	PARALLAX HEALTH SCIENCES, INC.PRLX	Edward W Withrow III10% Owner	4,000,000	—	—	4,000,000	—
Jan 14, 2019 MForm 4 →	Jan 15, 6:55 pm EST	OP BancorpOPBK	Christine Yoon OhChief Financial Officer	25,000	—	—	25,000	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:00 pm EST	Hostess Brands, Inc.TWNK	Darryl Patrick RileySee Remarks	20,250	—	—	20,250	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:00 pm EST	Hostess Brands, Inc.TWNK	Andrew Wilson JacobsSee Remarks	105,302	—	—	105,302	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:00 pm EST	Hostess Brands, Inc.TWNK	Thomas Alan PetersonSee Remarks	81,002	—	—	81,002	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:01 pm EST	Hostess Brands, Inc.TWNK	Michael John CramerSee Remarks	24,300	—	—	24,300	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:01 pm EST	Hostess Brands, Inc.TWNK	Jolyn Jenssen SebreeSee Remarks	32,401	—	—	32,401	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:02 pm EST	Hostess Brands, Inc.TWNK	John Lewis KalalSee Remarks	20,250	—	—	20,250	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:02 pm EST	Hostess Brands, Inc.TWNK	Andrew P CallahanSee Remarks, Director	218,704	—	—	218,704	—
Jan 14, 2019 HForm 4 →	Jan 15, 7:16 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	Robert E MillerOther	209,071	—	—	0	—
Jan 14, 2019 HForm 4 →	Jan 15, 7:17 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	James J SchutzOther	193,358	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 15, 7:37 pm EST	Redfin CorpRDFN	Christopher John NielsenChief Financial Officer	3,000	—	—	678,599	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:39 pm EST	Apollo Medical Holdings, Inc.AMEH	David SchmidtDirector	7,500	—	—	7,500	—
Jan 15, 2019 MForm 4 →	Jan 15, 7:40 pm EST	Redfin CorpRDFN	Scott NagelPresident of Real Estate Ops	141,667	—	—	0	—
Jan 11, 2019 AForm 4 →	Jan 15, 7:43 pm EST	Apollo Medical Holdings, Inc.AMEH	Mark FawcettDirector	7,500	—	—	7,500	—
Jan 14, 2019 MForm 4 →	Jan 15, 7:43 pm EST	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	4,000	—	—	76,000	—
Jan 11, 2019 MForm 4 →	Jan 15, 7:50 pm EST	VMWARE, INC.VMW	Patrick P GelsingerChief Executive Officer, Director	30,095	—	—	21,086	—
Dec 13, 2018 AForm 4 →	Jan 15, 2019, 8:52 pm EST	Switch, Inc.SWCH	Rob RoyChief Executive Officer, Director, 10% Owner	1,302,145	—	—	1,302,145	—	late
Jan 14, 2019 AForm 4 →	Jan 15, 9:10 pm EST	Arcus Biosciences, Inc.RCUS	Jennifer JarrettDirector	35,000	—	—	35,000	—
Jan 11, 2019 MForm 4 →	Jan 15, 9:13 pm EST	R F INDUSTRIES LTDRFIL	Howard F HillDirector	4,865	—	—	28,879	—
Jan 11, 2019 MForm 4 →	Jan 15, 9:15 pm EST	Mirati Therapeutics, Inc.MRTX	Neil Reisman10% Owner	25,972	—	—	0	—
Jan 11, 2019 MForm 4 →	Jan 15, 9:32 pm EST	DOCUSIGN INCDOCU	William Neil HudspithPresident, Worldwide Field Ops	37,500	—	—	676,272	—
Jan 11, 2019 JForm 4 →	Jan 15, 9:55 pm EST	INTERSECTIONS INCINTX	iSubscribed Inc. +110% Owner	30,055,000	—	—	0	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:48 am EST	Evelo Biosciences, Inc.EVLO	Jonathan PooleCFO	100,000	—	—	100,000	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:54 am EST	Evelo Biosciences, Inc.EVLO	Simba GillPresident & CEO, Director	220,000	—	—	220,000	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:57 am EST	Evelo Biosciences, Inc.EVLO	Mark BodmerCSO, President of R&D	100,000	—	—	100,000	—
Jan 15, 2019 MForm 4 →	Jan 16, 9:19 am EST	YUM BRANDS INCYUM	David W GibbsPresident, CFO	8,343	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 9:48 am EST	KENNAMETAL INCKMT	Joseph AlvaradoDirector	385	—	—	771	—
Jan 15, 2019 MForm 4 →	Jan 16, 10:23 am EST	YUM BRANDS INCYUM	Anthony LowingsCEO, KFC Division	3,761	—	—	0	—
Jan 14, 2019 AForm 4 →	Jan 16, 10:41 am EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	John Q ArnoldDirector	311	—	—	1,971	—
Jan 10, 2019 MForm 4 →	Jan 16, 12:14 pm EST	Carolina Trust BancShares, Inc.CART	Jim R WatsonDirector	1,257	—	—	0	—	late
Jan 15, 2019 MForm 4 →	Jan 16, 12:18 pm EST	BALL CorpBLL	Daniel William FisherSr VP & COO Global Bev Pkg	800	—	—	81,981	—
Jan 14, 2019 MForm 4 →	Jan 16, 2:33 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Patrick D De MaynadierEVP, Gen. Counsel & Secretary	139,320	—	—	111,480	—
Jan 15, 2019 MForm 4 →	Jan 16, 3:10 pm EST	Bank of Commerce HoldingsBOCH	James A SundquistEVP & CFO	4,000	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 16, 3:12 pm EST	Ameris BancorpABCB	Lawton E Bassett IIIBanking Group President	5,139	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 3:30 pm EST	BJ's Wholesale Club Holdings, Inc.BJ	Graham LuceSVP, Secretary	10,000	—	—	82,238	—
Jan 16, 2019 MForm 4 →	Jan 16, 3:39 pm EST	CHAMPIONS ONCOLOGY, INC.CSBR	Ronnie MorrisCEO, Director	4,167	—	—	126,940	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.