SEC Form 4 · accession 0001127602-19-002071

YUM BRANDS INC · YUM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, KFC Division

Period of report

Jan 15, 2019

Accepted (ET)

Jan 16, 2019 · 10:23 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001041061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 15, 2019	M	3,761	$20.85	A	36,497	D
Common Stock^F1	Jan 15, 2019	D	872	$90.00	D	35,625	D
Common Stock^F1	Jan 15, 2019	S	2,889	$89.93	D	32,736	D
Common Stock	holding	—	—		—	902	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F1	$20.85	Jan 15, 2019	M	3,761	D	Feb 5, 2010	Feb 5, 2019	Common Stock	3,761	0	D