SEC Form 4 · accession 0000003545-19-000010

ALICO, INC. · ALCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Chairman · Director

Period of report

Jan 15, 2019

Accepted (ET)

Jan 15, 2019 · 5:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000003545

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Alico, Inc., Common Stock, Par Value $1.00^F1	Jan 15, 2019	D	1,576	$29.75	A	13,485	D
Alico, Inc., Common Stock, Par Value $1.00^F2	holding	—	—		—	1,820	I	By Montac Trust
Alico, Inc., Common Stock, Par Value $1.00^F3	holding	—	—		—	1,000	I	By Family Trusts

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F4	$27.15	Dec 31, 2016	A	37,500	A	—	Dec 31, 2026	Alico, Inc., Common Stock, Par Value $1.00	37,500	37,500	D

F1These shares were granted under the Stock Incentive Plan of 2015.
F2Montac Trust, a trust of which Mr. Slack is a beneficiary, holds 1,820 shares of the Company's Common Stock. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
F3Two family trust (the "Family Trusts") directly hold an aggregate of 1,000 shares of the Company's Common Stock. Mr. Slack is not the trustee for the Family Trust, but his immediate family members are beneficiary of such trusts. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest there.
F4The option grant will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $60.00.