SEC Form 4 · accession 0000950117-19-000027
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Que Dallara
Officer — Pres/CEO-Connected Enterprise
Period of report
Jan 13, 2019
Accepted (ET)
Jan 15, 2019 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2019 | M | 3,749 | $137.05 | A | 4,905 | D | |
| Common Stock | Jan 13, 2019 | F | 1,184 | $137.05 | D | 3,721 | D | |
| Common Stock | holding | — | — | — | 76 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F3,F1 | — | Jan 13, 2019 | M | 3,749 | D | Jan 13, 2019 | Jan 13, 2019 | Common Stock | 3,749 | 1,803 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 146 additional restricted stock units.
- F3All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.