SEC Form 4 · accession 0000899243-19-001242
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Wilson Jacobs
Officer — See Remarks
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Jan 11, 2019 | A | 35,487 | $0.00 | A | 35,487 | D | |
| Restricted Stock UnitsF2 | holding | — | — | — | 43,271 | D | ||
| Class A Common Stock, par value $0.0001 per share | holding | — | — | — | 46,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $11.35 | Jan 11, 2019 | A | 105,302 | A | — | Jan 10, 2029 | Class A Common Stock | 105,302 | 105,302 | D |
| Stock OptionsF4 | $15.78 | holding | — | — | — | — | Mar 22, 2027 | Class A Common Stock | 78,749 | 78,749 | D |
| Stock OptionsF5 | $16.38 | holding | — | — | — | — | Jun 4, 2027 | Class A Common Stock | 120,000 | 120,000 | D |
| Stock OptionsF6 | $13.95 | holding | — | — | — | — | Dec 6, 2027 | Class A Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock. These restricted stock units will vest in equal or nearly equal installments on January 11 of each of 2020, 2021 and 2022, assuming continued employment through the applicable vesting date.
- F2Consists of previously disclosed restricted stock units that remain subject to time-based vesting criteria.
- F3Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on January 11 of each of 2020, 2021, and 2022, assuming continued employment through the applicable vesting date.
- F4Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020, assuming continued employment through the applicable vesting date.
- F5Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on June 5 of each of 2018, 2019, 2020 and 2021, assuming continued employment through the applicable vesting date.
- F6Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on December 6 of each of 2018, 2019, 2020 and 2021, assuming continued employment through the applicable vesting date.
Remarks
Executive Vice President, Chief Operating Officer