SEC Form 4 · accession 0001437749-19-000919
Bank of Commerce Holdings · BOCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Sundquist
Officer — EVP & CFO
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 4,000 | $5.83 | A | 128,499 | I | By The James Sundquist Trust |
| Common StockF1 | holding | — | — | — | 9,845 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.83 | Jan 15, 2019 | M | 4,000 | D | Jan 15, 2019 | Jan 15, 2025 | Common Stock | 4,000 | 0 | I |
Explanation of responses
- F1Reported in units as of 1/14/2019